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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHEN icon
4526
Shenandoah Telecom
SHEN
$746M
$509 ﹤0.01%
44
-305
-87% -$3.61K
SLNO
4527
DELISTED
Soleno Therapeutics
SLNO
$509 ﹤0.01%
11
-192
-95% -$10.5K
OPK icon
4528
Opko Health
OPK
$1.02B
$505 ﹤0.01%
401
-1,000
-71% -$1.39K
ONEW icon
4529
OneWater Marine
ONEW
$201M
$498 ﹤0.01%
+46
New +$614
BDTX icon
4530
Black Diamond Therapeutics
BDTX
$112M
$486 ﹤0.01%
200
– –
ERTH icon
4531
Invesco MSCI Sustainable Future ETF
ERTH
$138M
$472 ﹤0.01%
10
-727
-99% -$34.5K
JYNT icon
4532
The Joint Corp
JYNT
$119M
$471 ﹤0.01%
+54
New +$458
SPRO icon
4533
Spero Therapeutics
SPRO
$73M
$466 ﹤0.01%
200
– –
CHRS icon
4534
Coherus Oncology
CHRS
$196M
$460 ﹤0.01%
324
– –
BLNK icon
4535
Blink Charging
BLNK
$87.9M
$450 ﹤0.01%
675
– –
AVNS
4536
DELISTED
Avanos Medical
AVNS
$449 ﹤0.01%
40
+14
+54% +$160
XRX icon
4537
Xerox
XRX
$425M
$446 ﹤0.01%
188
-1,199
-86% -$3.55K
DCBO
4538
Docebo
DCBO
$566M
$444 ﹤0.01%
20
– –
BAND
4539
Bandwidth Inc
BAND
$1.61B
$433 ﹤0.01%
28
– –
WABC icon
4540
Westamerica Bancorp
WABC
$1.37B
$430 ﹤0.01%
9
-77
-90% -$3.69K
VERU icon
4541
Veru
VERU
$37.4M
$428 ﹤0.01%
200
– –
OPENW
4542
Opendoor Technologies Inc Series K Warrants
OPENW
$7.45M
$426 ﹤0.01%
+473
New +$638
FPI
4543
Farmland Partners
FPI
$432M
$417 ﹤0.01%
+43
New +$431
SGC icon
4544
Superior Group of Companies
SGC
$225M
$416 ﹤0.01%
+43
New +$420
AXIA
4545
AXIA Energia
AXIA
$412 ﹤0.01%
45
-12
-21% -$104
NHC icon
4546
National Healthcare
NHC
$3.38B
$411 ﹤0.01%
3
-2
-40% -$258
GOOS
4547
Canada Goose Holdings
GOOS
$856M
$389 ﹤0.01%
30
– –
LXRX icon
4548
Lexicon Pharmaceuticals
LXRX
$1.1B
$385 ﹤0.01%
335
– –
FA icon
4549
First Advantage
FA
$4.12B
$378 ﹤0.01%
26
– –
BHC icon
4550
Bausch Health
BHC
$2.34B
$375 ﹤0.01%
+54
New +$355
180 181
182
183 184

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.