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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDT
4501
Ardent Health
ARDT
$1.66B
$627 ﹤0.01%
+71
New +$821
LEGH icon
4502
Legacy Housing
LEGH
$694M
$625 ﹤0.01%
+32
New +$685
TNXP icon
4503
Tonix Pharmaceuticals
TNXP
$192M
$625 ﹤0.01%
40
+14
+54% +$258
STAA icon
4504
STAAR Surgical
STAA
$1.21B
$623 ﹤0.01%
27
-176
-87% -$4.54K
EE icon
4505
Excelerate Energy
EE
$1.11B
$617 ﹤0.01%
22
-570
-96% -$15.4K
GENZ
4506
VanEck Digital Native Economy ETF
GENZ
$17.6M
$613 ﹤0.01%
15
– –
ACH
4507
Accendra Health
ACH
$214M
$602 ﹤0.01%
215
-184
-46% -$658
OTLY
4508
Oatly Group
OTLY
$438M
$577 ﹤0.01%
54
+27
+100% +$358
ALEC icon
4509
Alector
ALEC
$199M
$573 ﹤0.01%
367
-1,000
-73% -$1.77K
ASPN icon
4510
Aspen Aerogels
ASPN
$518M
$566 ﹤0.01%
200
– –
LRMR icon
4511
Larimar Therapeutics
LRMR
$432M
$564 ﹤0.01%
+148
New +$576
PSMO icon
4512
Pacer Swan SOS Moderate October ETF
PSMO
$101M
$554 ﹤0.01%
18
– –
LQDT icon
4513
Liquidity Services
LQDT
$1.32B
$546 ﹤0.01%
18
-107
-86% -$2.87K
EZPW icon
4514
Ezcorp Inc
EZPW
$1.71B
$544 ﹤0.01%
28
-227
-89% -$4.28K
HRTX icon
4515
Heron Therapeutics
HRTX
$92.9M
$539 ﹤0.01%
415
+354
+580% +$437
AHRT
4516
AH Realty Trust
AHRT
$517M
$536 ﹤0.01%
81
-155
-66% -$1.02K
NKX icon
4517
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$535 ﹤0.01%
43
– –
IMUX icon
4518
Immunic
IMUX
$195M
$534 ﹤0.01%
100
– –
NPK icon
4519
National Presto Industries
NPK
$989M
$534 ﹤0.01%
5
-2
-29% -$210
UGP icon
4520
Ultrapar
UGP
$6.54B
$529 ﹤0.01%
140
+6
+4% +$24
PVLA
4521
Palvella Therapeutics
PVLA
$2.27B
$523 ﹤0.01%
+5
New +$427
SNCR
4522
DELISTED
Synchronoss Technologies
SNCR
$522 ﹤0.01%
+61
New +$376
GAME icon
4523
GameSquare
GAME
$37.3M
$518 ﹤0.01%
1,345
+1,342
+44,733% +$776
GETY icon
4524
Getty Images
GETY
$183M
$515 ﹤0.01%
+384
New +$661
STRW icon
4525
Strawberry Fields REIT
STRW
$190M
$511 ﹤0.01%
+39
New +$477
179 180
181
182 183

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.