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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLRX icon
4476
Pliant Therapeutics
PLRX
$65M
$805 ﹤0.01%
660
-425
-39% -$638
SAH icon
4477
Sonic Automotive
SAH
$2.61B
$804 ﹤0.01%
13
-60
-82% -$3.97K
PUMP icon
4478
ProPetro Holding
PUMP
$1.35B
$780 ﹤0.01%
82
-167
-67% -$1.45K
CIA icon
4479
Citizens
CIA
$192M
$768 ﹤0.01%
+159
New +$876
MCRI icon
4480
Monarch Casino & Resort
MCRI
$2.23B
$766 ﹤0.01%
8
-30
-79% -$2.88K
MPAA icon
4481
Motorcar Parts of America
MPAA
$258M
$765 ﹤0.01%
+62
New +$893
FBRX icon
4482
Forte Biosciences
FBRX
$1.57B
$764 ﹤0.01%
+28
New +$491
NBHC icon
4483
National Bank Holdings
NBHC
$1.9B
$760 ﹤0.01%
20
-92
-82% -$3.47K
RCEL icon
4484
Avita Medical
RCEL
$240M
$759 ﹤0.01%
+220
New +$878
ONL
4485
Orion Office REIT
ONL
$160M
$754 ﹤0.01%
333
-1
-0.3% -$2
VBIL
4486
Vanguard 0-3 Month Treasury Bill ETF
VBIL
$9.37B
$754 ﹤0.01%
+10
New +$755
ANDE icon
4487
Andersons Inc
ANDE
$2.22B
$744 ﹤0.01%
14
-102
-88% -$4.99K
GHI icon
4488
Greystone Housing Impact Investors LP
GHI
$135M
$722 ﹤0.01%
104
– –
MBRX icon
4489
Moleculin Biotech
MBRX
$2.91M
$722 ﹤0.01%
218
-362
-62% -$3.37K
NNOX icon
4490
Nano X Imaging
NNOX
$73.8M
$700 ﹤0.01%
+250
New +$899
WBI
4491
WaterBridge Infrastructure LLC
WBI
$1.5B
$700 ﹤0.01%
+35
New +$812
EXEEL
4492
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$698 ﹤0.01%
7
-4
-36% -$409
RZLV
4493
Rezolve AI
RZLV
$1.09B
$689 ﹤0.01%
+268
New +$1.01K
LUCD icon
4494
Lucid Diagnostics
LUCD
$184M
$681 ﹤0.01%
625
– –
OPTU
4495
Optimum Communications Inc
OPTU
$301M
$660 ﹤0.01%
400
– –
INVA icon
4496
Innoviva
INVA
$1.48B
$660 ﹤0.01%
33
-522
-94% -$10.2K
PDS
4497
Precision Drilling
PDS
$974M
$647 ﹤0.01%
+9
New +$553
SCWO icon
4498
374Water
SCWO
$37.6M
$643 ﹤0.01%
315
– –
MCS icon
4499
Marcus Corp
MCS
$945M
$639 ﹤0.01%
+41
New +$609
LPG icon
4500
Dorian LPG
LPG
$1.96B
$633 ﹤0.01%
26
-149
-85% -$3.91K
178 179
180
181 182

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.