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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $3.77M | 0.03% |
61,217
-21,553
| -26% | -$1.33M |
|
427
ARK Innovation ETF
ARKK
$6.31B
| $3.76M | 0.03% |
31,326
+11,303
| +56% | +$1.53M |
|
428
Vanguard FTSE Pacific ETF
VPL
$8.43B
| $3.75M | 0.03% |
45,947
+2,067
| +5% | +$170K |
|
429
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
| $3.73M | 0.03% |
73,133
+294
| +0.4% | +$15.1K |
|
430
ING
ING
$102B
| $3.71M | 0.03% |
303,405
-9,981
| -3% | -$106K |
|
431
Packaging Corp of America
PKG
$22.8B
| $3.71M | 0.03% |
27,571
+6,225
| +29% | +$849K |
|
432
Norfolk Southern
NSC
$75.1B
| $3.7M | 0.03% |
13,787
+546
| +4% | +$138K |
|
433
Bio-Techne
TECH
$11.3B
| $3.69M | 0.02% |
38,596
+28
| +0.1% | +$2.55K |
|
434
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
| $3.67M | 0.02% |
92,297
+89,481
| +3,178% | +$3.36M |
|
|
PXD
435
DELISTED
Pioneer Natural Resource Co.
PXD
| $3.65M | 0.02% |
23,002
+1,843
| +9% | +$262K |
|
436
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
| $3.64M | 0.02% |
52,644
-17,311
| -25% | -$1.17M |
|
437
First American
FAF
$7.58B
| $3.64M | 0.02% |
64,258
+63,869
| +16,419% | +$3.49M |
|
438
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
| $3.55M | 0.02% |
91,941
+1,060
| +1% | +$44.2K |
|
439
American International
AIG
$41.8B
| $3.53M | 0.02% |
76,450
+37,937
| +99% | +$1.64M |
|
440
MSCI
MSCI
$40.9B
| $3.53M | 0.02% |
8,425
+41
| +0.5% | +$17.2K |
|
441
Lloyds Banking Group
LYG
$91.3B
| $3.53M | 0.02% |
1,520,158
+197,113
| +15% | +$409K |
|
442
Republic Services
RSG
$66B
| $3.49M | 0.02% |
35,089
+2,911
| +9% | +$273K |
|
443
EOG Resources
EOG
$70.7B
| $3.47M | 0.02% |
47,869
+1,902
| +4% | +$121K |
|
|
PPLI
444
People Inc
PPLI
$3.1B
| $3.43M | 0.02% |
29,051
+28,091
| +2,926% | +$3.49M |
|
|
GLO
445
Clough Global Opportunities Fund
GLO
$257M
| $3.42M | 0.02% |
279,199
+16,988
| +6% | +$208K |
|
446
Morgan Stanley
MS
$340B
| $3.38M | 0.02% |
43,539
-822
| -2% | -$63K |
|
447
Ares Management
ARES
$30.9B
| $3.35M | 0.02% |
59,876
+18,586
| +45% | +$935K |
|
448
O'Reilly Automotive
ORLY
$76.3B
| $3.35M | 0.02% |
98,955
+62,415
| +171% | +$1.93M |
|
449
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $3.32M | 0.02% |
17,939
+303
| +2% | +$54.9K |
|
450
iShares US Real Estate ETF
IYR
$4.65B
| $3.28M | 0.02% |
35,723
-1,236
| -3% | -$108K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.