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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
426
Packaging Corp of America
PKG
$22.4B
$1.15M 0.01%
10,300
+1,223
+13% +$135K
PAA icon
427
Plains All American Pipeline
PAA
$17.1B
$1.15M 0.01%
62,327
+4,002
+7% +$73.5K
NSC icon
428
Norfolk Southern
NSC
$75.6B
$1.14M 0.01%
5,877
+1,298
+28% +$243K
NWG icon
429
NatWest
NWG
$77.3B
$1.14M 0.01%
164,447
+164,312
+121,713% +$1.03M
EQIX icon
430
Equinix
EQIX
$102B
$1.14M 0.01%
1,947
+1,608
+474% +$904K
NTAP icon
431
NetApp
NTAP
$35.9B
$1.14M 0.01%
18,270
-62
-0.3% -$3.62K
REGL icon
432
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
$1.14M 0.01%
+18,873
New +$1.11M
PNR icon
433
Pentair
PNR
$10.7B
$1.14M 0.01%
24,766
-5,627
-19% -$238K
ALLY icon
434
Ally Financial
ALLY
$13.4B
$1.13M 0.01%
37,104
-12,890
-26% -$402K
ARES icon
435
Ares Management
ARES
$31.3B
$1.12M 0.01%
+31,500
New +$979K
KW
436
DELISTED
Kennedy-Wilson Holdings
KW
$1.12M 0.01%
+50,282
New +$1.13M
CY
437
DELISTED
Cypress Semiconductor
CY
$1.12M 0.01%
47,990
-4,824
-9% -$113K
BKNG icon
438
Booking.com
BKNG
$149B
$1.11M 0.01%
13,500
+1,700
+14% +$133K
TPZ
439
Tortoise Electrification Infrastructure ETF
TPZ
$127M
$1.09M 0.01%
+64,400
New +$1.08M
SPLV icon
440
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$1.09M 0.01%
18,674
+1,784
+11% +$102K
LULU icon
441
lululemon athletica
LULU
$14B
$1.08M 0.01%
4,659
-170
-4% -$36.2K
PPL
442
PPL Corp
PPL
$26.5B
$1.08M 0.01%
30,080
+4,851
+19% +$163K
RITM icon
443
Rithm Capital
RITM
$5.62B
$1.06M 0.01%
65,932
+58,156
+748% +$913K
ETR icon
444
Entergy
ETR
$50.4B
$1.05M 0.01%
17,530
+1,990
+13% +$117K
UN
445
DELISTED
Unilever NV New York Registry Shares
UN
$1.04M 0.01%
18,075
-1,550
-8% -$91.5K
RSG icon
446
Republic Services
RSG
$64.5B
$1.04M 0.01%
11,564
+419
+4% +$36.7K
WORK
447
DELISTED
Slack Technologies, Inc.
WORK
$1.03M 0.01%
+45,943
New +$1.02M
GLW icon
448
Corning
GLW
$126B
$1.03M 0.01%
35,467
+5,553
+19% +$161K
ROP icon
449
Roper Technologies
ROP
$38.8B
$1.03M 0.01%
2,903
-30,941
-91% -$10.7M
AON icon
450
Aon
AON
$75.9B
$1M 0.01%
4,824
+110
+2% +$21.8K
16 17
18
19 20

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.