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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALI icon
4426
Palisade Bio
PALI
$367M
$1.18K ﹤0.01%
500
– –
NXDR
4427
Nextdoor Holdings
NXDR
$986M
$1.17K ﹤0.01%
559
+490
+710% +$961
THRY icon
4428
Thryv Holdings
THRY
$108M
$1.17K ﹤0.01%
194
-53
-21% -$420
YALA
4429
Yalla Group
YALA
$832M
$1.17K ﹤0.01%
+169
New +$1.21K
UWMC.WS
4430
DELISTED
UWM Holdings Warrants
UWMC.WS
$1.16K ﹤0.01%
721,740
+383,339
+113% +$24.9K
DEEP icon
4431
Acquirers Small and Micro Deep Value ETF
DEEP
$28.6M
$1.15K ﹤0.01%
32
-433
-93% -$15.4K
QFIN icon
4432
Qfin Holdings
QFIN
$1.61B
$1.14K ﹤0.01%
+59
New +$1.32K
MNKD icon
4433
MannKind Corp
MNKD
$1.32B
$1.13K ﹤0.01%
200
-300
-60% -$1.65K
UVV icon
4434
Universal Corp
UVV
$1.27B
$1.11K ﹤0.01%
21
-96
-82% -$5.1K
SENEA icon
4435
Seneca Foods Class A
SENEA
$1.21B
$1.11K ﹤0.01%
+10
New +$1.14K
TAL icon
4436
TAL Education Group
TAL
$6.87B
$1.11K ﹤0.01%
101
– –
KDK
4437
Kodiak AI
KDK
$865M
$1.09K ﹤0.01%
+100
New +$801
THFF icon
4438
First Financial Corp
THFF
$969M
$1.09K ﹤0.01%
18
-12
-40% -$691
HDSN
4439
Hudson Technologies
HDSN
$235M
$1.08K ﹤0.01%
+158
New +$1.25K
ZIP icon
4440
ZipRecruiter
ZIP
$423M
$1.08K ﹤0.01%
277
+227
+454% +$1.02K
DOMO icon
4441
Domo
DOMO
$184M
$1.06K ﹤0.01%
126
+120
+2,000% +$1.41K
SIGA icon
4442
SIGA Technologies
SIGA
$219M
$1.06K ﹤0.01%
+174
New +$1.24K
CMTG icon
4443
Claros Mortgage Trust
CMTG
$274M
$1.05K ﹤0.01%
+344
New +$1.12K
INBX icon
4444
Inhibrx
INBX
$1.3B
$1.03K ﹤0.01%
13
– –
PGC icon
4445
Peapack-Gladstone Financial
PGC
$812M
$1K ﹤0.01%
+36
New +$981
BOC icon
4446
Boston Omaha
BOC
$436M
$990 ﹤0.01%
80
– –
GEMD icon
4447
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.6M
$976 ﹤0.01%
+23
New +$977
FINV
4448
FinVolution Group
FINV
$1.15B
$968 ﹤0.01%
+185
New +$1.09K
ASTE icon
4449
Astec Industries
ASTE
$1.02B
$953 ﹤0.01%
22
-10
-31% -$456
PBYI icon
4450
Puma Biotechnology
PBYI
$454M
$946 ﹤0.01%
+159
New +$844
176 177
178
179 180

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.