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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFH
4401
DELISTED
Direxion Work From Home ETF
WFH
– –
-280
Closed -$13K
WFRD icon
4402
Weatherford International
WFRD
$6.22B
– –
-3,100
Closed -$65K
WGO icon
4403
Winnebago Industries
WGO
$909M
$0 ﹤0.01%
12
-6
-33% -$348
WIA
4404
Western Asset Inflation-Linked Income Fund
WIA
$186M
– –
-20
Closed –
WIMI
4405
WiMi Hologram Cloud
WIMI
$24.5M
– –
-89
Closed -$1K
WIW
4406
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
– –
-271
Closed -$2K
WNC icon
4407
Wabash National
WNC
$527M
$0 ﹤0.01%
10
-170
-94% -$2.78K
WNS
4408
DELISTED
WNS Holdings
WNS
$0 ﹤0.01%
7
-83
-92% -$6.89K
WOOF icon
4409
Petco
WOOF
$794M
$0 ﹤0.01%
48
-987
-95% -$14.4K
WOR icon
4410
Worthington Enterprises
WOR
$2.86B
– –
-96
Closed -$2K
WRLD icon
4411
World Acceptance Corp
WRLD
$873M
$0 ﹤0.01%
2
-8
-80% -$927
WT icon
4412
WisdomTree
WT
$3.22B
$0 ﹤0.01%
160
-15
-9% -$77
WW
4413
DELISTED
WW International
WW
$0 ﹤0.01%
6
-122
-95% -$739
XHR
4414
Xenia Hotels & Resorts
XHR
$1.79B
$0 ﹤0.01%
42
-134
-76% -$2.14K
XMTR icon
4415
Xometry
XMTR
$5.34B
$0 ﹤0.01%
16
– –
XP icon
4416
XP
XP
$8.39B
$0 ﹤0.01%
27
-6,417
-100% -$127K
XPEL icon
4417
XPEL
XPEL
$1.38B
$0 ﹤0.01%
8
-52
-87% -$3.38K
XPH icon
4418
State Street SPDR S&P Pharmaceuticals ETF
XPH
$515M
– –
-5,199
Closed -$218K
XPL icon
4419
Solitario Resources
XPL
$72.9M
$0 ﹤0.01%
400
– –
XTNT icon
4420
Xtant Medical Holdings
XTNT
$62.3M
– –
-120
Closed –
YALA
4421
Yalla Group
YALA
$832M
– –
-179
Closed –
YCBD icon
4422
cbdMD
YCBD
$5.93M
$0 ﹤0.01%
1
– –
YI
4423
111 Inc
YI
$34.5M
– –
-38
Closed –
YSEP icon
4424
FT Vest International Equity Buffer ETF September
YSEP
$121M
– –
-500
Closed -$8K
ZEUS
4425
DELISTED
Olympic Steel
ZEUS
$0 ﹤0.01%
5
-46
-90% -$1.24K
175 176
177
178 179

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.