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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOE
4301
Shoe Station Group
SHOE
$428M
– –
-34
Closed –
SCWO icon
4302
374Water
SCWO
$37.6M
$0 ﹤0.01%
10
– –
SEMR
4303
DELISTED
Semrush
SEMR
– –
-167
Closed -$2K
SENEA icon
4304
Seneca Foods Class A
SENEA
$1.21B
$0 ﹤0.01%
3
+1
+50% +$55
SFIX
4305
Stitch Fix
SFIX
$560M
$0 ﹤0.01%
38
-62
-62% -$352
SGC icon
4306
Superior Group of Companies
SGC
$225M
$0 ﹤0.01%
59
– –
SHEN icon
4307
Shenandoah Telecom
SHEN
$746M
$0 ﹤0.01%
20
-88
-81% -$1.88K
SIFY
4308
Sify Technologies
SIFY
$1.14B
– –
-94
Closed -$1K
SJB icon
4309
ProShares Short High Yield
SJB
$47.7M
– –
-751
Closed -$14K
SKY icon
4310
Champion Homes
SKY
$5.14B
– –
-5
Closed –
SLQT icon
4311
SelectQuote
SLQT
$121M
$0 ﹤0.01%
82
-474
-85% -$788
SMCI icon
4312
Super Micro Computer
SMCI
$20.1B
– –
-20
Closed –
SMIN icon
4313
iShares MSCI India Small-Cap ETF
SMIN
$776M
$0 ﹤0.01%
+10
New +$532
SMLV icon
4314
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
– –
-40
Closed -$4K
SMTC icon
4315
Semtech
SMTC
$13B
$0 ﹤0.01%
9
-406
-98% -$19K
SNBR
4316
DELISTED
Sleep Number
SNBR
– –
-71
Closed -$2K
SNOA icon
4317
Sonoma Pharmaceuticals
SNOA
$6.89M
$0 ﹤0.01%
4
– –
TAOX
4318
Tao Synergies Inc
TAOX
$25.2M
$0 ﹤0.01%
1
– –
SOL
4319
DELISTED
Emeren Group
SOL
– –
-151
Closed –
SPDN icon
4320
Direxion Daily S&P 500 Bear 1X ETF
SPDN
$199M
– –
-521
Closed -$8K
SPGM icon
4321
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.76B
– –
-22
Closed -$1K
SPHY icon
4322
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$0 ﹤0.01%
9
– –
SPTM icon
4323
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
– –
-490
Closed -$22K
SPTN
4324
DELISTED
SpartanNash
SPTN
$0 ﹤0.01%
8
-113
-93% -$3.51K
SPXC icon
4325
SPX Corp
SPXC
$10.8B
$0 ﹤0.01%
8
-79
-91% -$4.52K
171 172
173
174 175

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.