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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Duke Energy
DUK
$97.3B
| $10.6M | 0.04% |
120,268
-5,237
| -4% | -$480K |
|
402
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
| $10.6M | 0.04% |
71,758
+2,931
| +4% | +$420K |
|
403
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$40.9B
| $10.6M | 0.04% |
225,058
+46,228
| +26% | +$2.23M |
|
404
Acadia Pharmaceuticals
ACAD
$5.03B
| $10.5M | 0.04% |
505,173
+100,884
| +25% | +$2.74M |
|
405
UBS Group
UBS
$176B
| $10.4M | 0.04% |
+422,780
| New | +$9.87M |
|
406
Blackstone Mortgage Trust
BXMT
$2.38B
| $10.4M | 0.04% |
478,177
+5,481
| +1% | +$122K |
|
407
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $10.4M | 0.04% |
174,848
+6,096
| +4% | +$363K |
|
408
VICI Properties
VICI
$29.4B
| $10.4M | 0.04% |
356,885
+60,720
| +21% | +$1.88M |
|
409
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $10.4M | 0.04% |
1,071,800
+27,109
| +3% | +$285K |
|
|
PRFT
410
DELISTED
Perficient Inc
PRFT
| $10.4M | 0.04% |
178,941
+71,891
| +67% | +$4.92M |
|
411
iShares Core S&P US Growth ETF
IUSG
$33.7B
| $10.3M | 0.04% |
109,016
+2,684
| +3% | +$263K |
|
412
RELX
RELX
$62B
| $10.3M | 0.04% |
306,263
-2,199
| -0.7% | -$72.6K |
|
413
Truist Financial
TFC
$64B
| $10.3M | 0.04% |
359,242
-6,549
| -2% | -$201K |
|
|
MRSH
414
Marsh
MRSH
$91.5B
| $10.2M | 0.04% |
53,667
-3,032
| -5% | -$581K |
|
415
GraniteShares Gold Shares
BAR
$1.46B
| $10.2M | 0.04% |
558,591
+33,097
| +6% | +$631K |
|
416
Entergy
ETR
$50B
| $10.1M | 0.04% |
218,058
+36,444
| +20% | +$1.78M |
|
417
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
| $10M | 0.04% |
201,342
+6,793
| +3% | +$353K |
|
418
NiSource
NI
$20.4B
| $10M | 0.04% |
406,398
+67,418
| +20% | +$1.82M |
|
419
O'Reilly Automotive
ORLY
$76.3B
| $9.99M | 0.04% |
164,925
+1,485
| +0.9% | +$93.1K |
|
420
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.06B
| $9.99M | 0.04% |
415,745
+71,890
| +21% | +$1.75M |
|
421
iShares Morningstar Growth ETF
ILCG
$3.27B
| $9.86M | 0.04% |
165,374
-26,651
| -14% | -$1.66M |
|
422
Valero Energy
VLO
$85.9B
| $9.83M | 0.04% |
69,395
-83,479
| -55% | -$10.9M |
|
423
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
| $9.79M | 0.04% |
504,434
+19,628
| +4% | +$402K |
|
424
Edison International
EIX
$26.4B
| $9.78M | 0.04% |
154,599
+30,614
| +25% | +$2.13M |
|
425
ResMed
RMD
$30.7B
| $9.72M | 0.04% |
65,744
-36,928
| -36% | -$6.68M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.