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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Tandem Diabetes Care
TNDM
$1.56B
| $2.18M | 0.02% |
19,219
-11,186
| -37% | -$1.18M |
|
402
iShares US Technology ETF
IYW
$25.2B
| $2.18M | 0.02% |
28,960
+3,920
| +16% | +$286K |
|
403
Trane Technologies
TT
$106B
| $2.17M | 0.02% |
17,907
+2,029
| +13% | +$228K |
|
404
Canadian Pacific Kansas City
CP
$80.5B
| $2.15M | 0.02% |
35,255
-3,280
| -9% | -$187K |
|
405
Packaging Corp of America
PKG
$22.8B
| $2.14M | 0.02% |
19,628
+5,483
| +39% | +$561K |
|
406
Southwest Airlines
LUV
$23B
| $2.13M | 0.02% |
56,870
+21,641
| +61% | +$769K |
|
407
Cigna
CI
$74.6B
| $2.13M | 0.02% |
12,558
-173
| -1% | -$30.4K |
|
408
Hercules Capital
HTGC
$3.23B
| $2.13M | 0.02% |
183,735
-32,398
| -15% | -$360K |
|
|
XIFR
409
XPLR Infrastructure LP
XIFR
$1.08B
| $2.12M | 0.02% |
35,344
+4,838
| +16% | +$286K |
|
410
Itron
ITRI
$4.54B
| $2.12M | 0.02% |
34,858
+3,053
| +10% | +$194K |
|
411
Monster Beverage
MNST
$88.5B
| $2.1M | 0.02% |
52,496
+2,538
| +5% | +$100K |
|
412
Vanguard Real Estate ETF
VNQ
$39B
| $2.1M | 0.02% |
26,584
-1,390
| -5% | -$112K |
|
413
Barron's 400 ETF
BFOR
$239M
| $2.09M | 0.02% |
199,544
| – | – |
|
414
ING
ING
$102B
| $2.09M | 0.02% |
295,332
-73,876
| -20% | -$565K |
|
415
Akamai
AKAM
$15.9B
| $2.09M | 0.02% |
18,895
+1,050
| +6% | +$117K |
|
416
L3Harris
LHX
$53.4B
| $2.08M | 0.02% |
12,266
+5,602
| +84% | +$983K |
|
417
Morgan Stanley
MS
$340B
| $2.08M | 0.02% |
42,981
-144
| -0.3% | -$7.25K |
|
418
Essential Utilities
WTRG
$11.4B
| $2.05M | 0.02% |
51,043
+6,970
| +16% | +$299K |
|
419
Vodafone
VOD
$37.4B
| $2.04M | 0.02% |
152,053
+65,094
| +75% | +$982K |
|
420
US Bancorp
USB
$99.6B
| $2.02M | 0.02% |
56,273
+352
| +0.6% | +$12.9K |
|
421
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
| $2.01M | 0.02% |
148,032
+13,040
| +10% | +$182K |
|
422
iShares Expanded Tech Sector ETF
IGM
$10.7B
| $2.01M | 0.02% |
39,030
+29,868
| +326% | +$1.51M |
|
423
TransDigm Group
TDG
$67.7B
| $1.98M | 0.02% |
4,162
-78
| -2% | -$36.7K |
|
424
Vanguard Industrials ETF
VIS
$8.39B
| $1.98M | 0.02% |
13,655
-560
| -4% | -$79K |
|
|
PPL
425
PPL Corp
PPL
$26.7B
| $1.97M | 0.02% |
72,570
+24,351
| +51% | +$657K |
|
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NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.