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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
401
Ionis Pharmaceuticals
IONS
$9.06B
$203K ﹤0.01%
3,753
– –
SPLV icon
402
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$203K ﹤0.01%
+4,353
New +$211K
SRPT icon
403
Sarepta Therapeutics
SRPT
$1.68B
$203K ﹤0.01%
1,857
– –
MCHP icon
404
Microchip Technology
MCHP
$40.8B
$197K ﹤0.01%
5,468
– –
PR
405
Permian Resources
PR
$17.5B
$193K ﹤0.01%
17,500
+5,000
+40% +$85.8K
APTV icon
406
Aptiv
APTV
$12.1B
$192K ﹤0.01%
3,125
– –
TDOC icon
407
Teladoc Health
TDOC
$1.21B
$190K ﹤0.01%
3,828
– –
DISCK
408
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$189K ﹤0.01%
8,200
– –
PBFX
409
DELISTED
PBF LOGISTICS LP
PBFX
$184K ﹤0.01%
+9,150
New +$193K
HSBC.PRA
410
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$180K ﹤0.01%
7,000
– –
AVNS
411
DELISTED
Avanos Medical
AVNS
$176K ﹤0.01%
3,929
– –
IWR icon
412
iShares Russell Mid-Cap ETF
IWR
$56.3B
$170K ﹤0.01%
3,676
-108
-3% -$5.45K
LIVN icon
413
LivaNova
LIVN
$4.53B
$165K ﹤0.01%
1,807
– –
AMJ
414
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$165K ﹤0.01%
7,403
– –
CFR icon
415
Cullen/Frost Bankers
CFR
$10.5B
$160K ﹤0.01%
1,814
– –
PRGO icon
416
Perrigo
PRGO
$1.48B
$158K ﹤0.01%
4,079
– –
NLSN
417
DELISTED
Nielsen Holdings plc
NLSN
$158K ﹤0.01%
6,775
– –
VTV icon
418
Vanguard Morningstar Value ETF
VTV
$189B
$155K ﹤0.01%
+1,586
New +$167K
STT icon
419
State Street
STT
$50.5B
$152K ﹤0.01%
2,420
– –
FIS icon
420
Fidelity National Information Services
FIS
$23.1B
$150K ﹤0.01%
1,467
– –
IEF icon
421
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$150K ﹤0.01%
1,440
– –
SAVE
422
DELISTED
Spirit Airlines, Inc.
SAVE
$144K ﹤0.01%
+2,481
New +$133K
HQY icon
423
HealthEquity
HQY
$8.72B
$143K ﹤0.01%
2,389
– –
ISRG icon
424
Intuitive Surgical
ISRG
$135B
$142K ﹤0.01%
891
– –
WLY icon
425
John Wiley & Sons Class A
WLY
$2.7B
$141K ﹤0.01%
3,000
– –
15 16
17
18 19

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.