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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANAB icon
4201
AnaptysBio
ANAB
$1.68B
$3.15K ﹤0.01%
+65
New +$2.53K
CARS icon
4202
Cars.com
CARS
$660M
$3.15K ﹤0.01%
258
+208
+416% +$2.42K
ACIU icon
4203
AC Immune
ACIU
$240M
$3.14K ﹤0.01%
1,000
– –
MXL icon
4204
MaxLinear
MXL
$6.8B
$3.14K ﹤0.01%
180
-158
-47% -$2.57K
STOK icon
4205
Stoke Therapeutics
STOK
$2.11B
$3.11K ﹤0.01%
+98
New +$2.95K
GDLC
4206
Grayscale CoinDesk Crypto 5 ETF
GDLC
$359M
$3.1K ﹤0.01%
+75
New +$3.6K
AVO icon
4207
Mission Produce
AVO
$1.17B
$3.1K ﹤0.01%
267
– –
DCTH icon
4208
Delcath Systems
DCTH
$524M
$3.08K ﹤0.01%
305
– –
EQBK icon
4209
Equity Bancshares
EQBK
$1.05B
$3.08K ﹤0.01%
+69
New +$2.95K
HIO
4210
Western Asset High Income Opportunity Fund
HIO
$340M
$3.08K ﹤0.01%
+830
New +$3.14K
ALX
4211
Alexander's
ALX
$1.41B
$3.05K ﹤0.01%
+14
New +$3.12K
DBND icon
4212
DoubleLine Opportunistic Bond ETF
DBND
$742M
$3.04K ﹤0.01%
+65
New +$3.02K
PTRN
4213
Pattern Group Inc
PTRN
$3.91B
$3.04K ﹤0.01%
+263
New +$3.83K
KEEL
4214
Keel Infrastructure Corp
KEEL
$2.34B
$3.03K ﹤0.01%
1,290
– –
NIU
4215
Niu Technologies
NIU
$193M
$3.03K ﹤0.01%
1,000
– –
SVC
4216
Service Properties Trust
SVC
$1.07B
$3.03K ﹤0.01%
+329
New +$3.3K
COHU icon
4217
Cohu
COHU
$2.5B
$3.02K ﹤0.01%
130
-56
-30% -$1.28K
AADR icon
4218
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$3.02K ﹤0.01%
+35
New +$2.97K
AKBA icon
4219
Akebia Therapeutics
AKBA
$252M
$3.01K ﹤0.01%
1,871
– –
ALNT icon
4220
Allient
ALNT
$1.92B
$3.01K ﹤0.01%
56
+37
+195% +$1.94K
SENS icon
4221
Senseonics Holdings Inc
SENS
$366M
$2.98K ﹤0.01%
540
– –
AMPX icon
4222
Amprius Technologies
AMPX
$1.73B
$2.97K ﹤0.01%
376
+346
+1,153% +$3.96K
CRAK icon
4223
VanEck Oil Refiners ETF
CRAK
$241M
$2.96K ﹤0.01%
79
– –
ATOS icon
4224
Atossa Therapeutics
ATOS
$23.5M
$2.95K ﹤0.01%
333
– –
MTUS icon
4225
Metallus
MTUS
$898M
$2.9K ﹤0.01%
169
+92
+119% +$1.58K
167 168
169
170 171

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.