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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NORW icon
4201
Global X MSCI Norway ETF
NORW
$86.1M
– –
-133
Closed -$3K
NPFD icon
4202
Nuveen Variable Rate Preferred & Income Fund
NPFD
$446M
– –
-27
Closed –
NRDY icon
4203
Nerdy
NRDY
$96.7M
– –
-2,571
Closed -$5K
NRIX icon
4204
Nurix Therapeutics
NRIX
$2.65B
$0 ﹤0.01%
57
– –
NRO
4205
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
– –
-15,301
Closed -$58K
NU icon
4206
Nu Holdings
NU
$66.9B
$0 ﹤0.01%
216
-1,501
-87% -$6.89K
NUS icon
4207
Nu Skin
NUS
$267M
$0 ﹤0.01%
7
-10
-59% -$416
NVEE
4208
DELISTED
NV5 Global
NVEE
– –
-112
Closed -$3K
NWBI icon
4209
Northwest Bancshares
NWBI
$2.28B
$0 ﹤0.01%
54
-13
-19% -$181
NWS icon
4210
News Corp Class B
NWS
$17.4B
$0 ﹤0.01%
50
-154
-75% -$2.63K
NXG
4211
NXG NextGen Infrastructure Income Fund
NXG
$339M
– –
-7
Closed –
NXRT
4212
NexPoint Residential Trust
NXRT
$649M
$0 ﹤0.01%
+4
New +$231
NXTG icon
4213
First Trust Indxx NextG ETF
NXTG
$564M
– –
-143
Closed -$9K
OCCI
4214
OFS Credit Co
OCCI
$74M
– –
-37
Closed –
OCFC icon
4215
OceanFirst Financial
OCFC
$1.87B
$0 ﹤0.01%
+29
New +$580
OFG icon
4216
OFG Bancorp
OFG
$2.2B
$0 ﹤0.01%
20
-108
-84% -$2.93K
OFIX icon
4217
Orthofix Medical
OFIX
$426M
$0 ﹤0.01%
+7
New +$157
OGEN icon
4218
Oragenics
OGEN
$2.48M
– –
0
– –
OI icon
4219
O-I Glass
OI
$1.08B
$0 ﹤0.01%
49
-264
-84% -$3.58K
OII icon
4220
Oceaneering
OII
$4.84B
$0 ﹤0.01%
45
-36
-44% -$339
OIS icon
4221
Oil States International
OIS
$491M
– –
-776
Closed -$4K
OMAB icon
4222
Grupo Aeroportuario Centro Norte
OMAB
$5.32B
– –
-126
Closed -$6K
ONB icon
4223
Old National Bancorp
ONB
$10.2B
$0 ﹤0.01%
37
-550
-94% -$9.19K
OPER icon
4224
ClearShares Ultra-Short Maturity ETF
OPER
$105M
– –
-4
Closed –
OPK icon
4225
Opko Health
OPK
$1.02B
– –
-22
Closed –
167 168
169
170 171

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.