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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF icon
4001
Future Fuel
FF
$224M
$0 ﹤0.01%
46
-227
-83% -$1.57K
FFIC
4002
DELISTED
Flushing Financial
FFIC
$0 ﹤0.01%
13
– –
FFWM
4003
DELISTED
First Foundation Inc
FFWM
– –
-30
Closed –
FIGS icon
4004
FIGS
FIGS
$2.41B
– –
-1,107
Closed -$10K
FISI icon
4005
Financial Institutions
FISI
$817M
– –
-10
Closed –
FLLA icon
4006
Franklin FTSE Latin America
FLLA
$109M
$0 ﹤0.01%
+35
New +$705
FLQM icon
4007
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.58B
$0 ﹤0.01%
3
– –
FLTR icon
4008
VanEck IG Floating Rate ETF
FLTR
$3.03B
– –
-1,008
Closed -$24K
FLYW icon
4009
Flywire
FLYW
$2.13B
– –
-865
Closed -$15K
FMAT icon
4010
Fidelity MSCI Materials Index ETF
FMAT
$617M
– –
-402
Closed -$16K
FMY
4011
First Trust Mortgage Income Fund
FMY
$49M
$0 ﹤0.01%
+9
New +$106
FOSL icon
4012
Fossil Group
FOSL
$316M
$0 ﹤0.01%
19
-128
-87% -$656
FORR icon
4013
Forrester Research
FORR
$221M
$0 ﹤0.01%
5
-23
-82% -$988
FOUR icon
4014
Shift4
FOUR
$3.22B
– –
-517
Closed -$17K
FRBA icon
4015
First Bank
FRBA
$450M
– –
-23,988
Closed -$335K
FRME icon
4016
First Merchants
FRME
$2.65B
– –
-3
Closed –
FRSH icon
4017
Freshworks
FRSH
$3.26B
– –
-672
Closed -$8K
FRSX
4018
Foresight Autonomous Holdings
FRSX
$3.67M
– –
0
– –
FSP
4019
Franklin Street Properties
FSP
$48.4M
$0 ﹤0.01%
36
-714
-95% -$2.35K
FSTR icon
4020
Foster
FSTR
$438M
– –
-567
Closed -$7K
FTF
4021
Franklin Limited Duration Income Trust
FTF
$233M
– –
-83
Closed –
FUBO icon
4022
FuboTV Inc
FUBO
$273M
$0 ﹤0.01%
9
– –
FULT icon
4023
Fulton Financial
FULT
$4.6B
– –
-187
Closed -$2K
FVC icon
4024
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
– –
-514
Closed -$17K
FYBR
4025
DELISTED
Frontier Communications
FYBR
$0 ﹤0.01%
1
– –
159 160
161
162 163

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.