Rockefeller Capital Management
FMY

Rockefeller Capital Management’s First Trust Mortgage Income Fund FMY Stock Holding History

Rockefeller Capital Management’s Portfolio FMY Stock Details FMY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q1 		– Sell
-9
Closed – – 2651
2022
Q4 		$0 Hold
9
– – ﹤0.01% 3964
2022
Q3 		$0 Buy
+9
New +$106 ﹤0.01% 4030

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1CP
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ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CAM
Cresset Asset Management Chicago, Illinois $23.1B AUM 27.04% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
NCM
Narwhal Capital Management Marietta, Georgia $1.45B AUM 28.39% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rockefeller Capital Management's FMY Position: Q1 2023 in Review

Rockefeller Capital Management sold out of First Trust Mortgage Income Fund (FMY) in Q1 2023, closing a stake of 9 shares.

Rockefeller Capital Management first reported a position in FMY in Q3 2022 and held it in 2 quarters. The position peaked at $0 in Q4 2022. 15 funds tracked by Wall St. Rank hold FMY as of Q1 2023.

  • Rockefeller Capital Management reported no remaining First Trust Mortgage Income Fund position as of Q1 2023 after selling out during the quarter.
  • Rockefeller Capital Management sold 9 First Trust Mortgage Income Fund shares in Q1 2023.
  • Rockefeller Capital Management first reported a position in First Trust Mortgage Income Fund in Q3 2022 and held it in 2 quarters.
  • Rockefeller Capital Management's First Trust Mortgage Income Fund position peaked at $0 in Q4 2022.
  • 15 funds tracked by Wall St. Rank held First Trust Mortgage Income Fund as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.