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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASPN icon
4001
Aspen Aerogels
ASPN
$433M
$10.4K ﹤0.01%
1,646
+1,446
+723% +$7.09K
ONCY
4002
Oncolytics Biotech
ONCY
$87.1M
$10.4K ﹤0.01%
10,939
-10,000
-48% -$9.27K
GBX icon
4003
The Greenbrier Companies
GBX
$1.32B
$10.4K ﹤0.01%
212
+45
+27% +$2.21K
MEC icon
4004
Mayville Engineering Co
MEC
$438M
$10.3K ﹤0.01%
276
– –
ANAB icon
4005
AnaptysBio
ANAB
$1.52B
$10.3K ﹤0.01%
153
-173
-53% -$10.5K
AVIR icon
4006
Atea Pharmaceuticals
AVIR
$415M
$10.3K ﹤0.01%
2,214
-2,608
-54% -$13K
LOCO icon
4007
El Pollo Loco
LOCO
$429M
$10.3K ﹤0.01%
607
– –
LONZ icon
4008
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$610M
$10.3K ﹤0.01%
208
– –
PSCE icon
4009
Invesco S&P SmallCap Energy ETF
PSCE
$103M
$10.3K ﹤0.01%
186
+1
+0.5% +$60
GLOB icon
4010
Globant
GLOB
$1.49B
$10.2K ﹤0.01%
354
-523
-60% -$20.9K
BSCS icon
4011
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.5B
$10.2K ﹤0.01%
501
-987
-66% -$20.1K
BSCR icon
4012
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$10.2K ﹤0.01%
520
-1,026
-66% -$20.2K
DK icon
4013
Delek US
DK
$4.15B
$10.2K ﹤0.01%
199
-569
-74% -$25.2K
BSCQ icon
4014
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.27B
$10.2K ﹤0.01%
+519
New +$10.1K
UA icon
4015
Under Armour Class C
UA
$1.88B
$10.2K ﹤0.01%
1,632
-190
-10% -$1.09K
MKOR icon
4016
Matthews Korea Active ETF
MKOR
$147M
$10.1K ﹤0.01%
+152
New +$9.07K
FRMI
4017
Fermi Inc
FRMI
$2.89B
$10.1K ﹤0.01%
1,100
+100
+10% +$632
ECO
4018
Okeanis Eco Tankers
ECO
$3.04B
$10K ﹤0.01%
200
– –
GRX
4019
Gabelli Healthcare & Wellness Trust
GRX
$141M
$9.99K ﹤0.01%
1,056
+19
+2% +$173
DAO
4020
Youdao
DAO
$1.77B
$9.95K ﹤0.01%
+809
New +$9.12K
TEI
4021
Templeton Emerging Markets Income Fund
TEI
$298M
$9.95K ﹤0.01%
1,476
– –
OTLK icon
4022
Outlook Therapeutics
OTLK
$156M
$9.94K ﹤0.01%
+6,250
New +$3.88K
DAX icon
4023
Global X DAX Germany ETF
DAX
$217M
$9.86K ﹤0.01%
223
– –
XSLV icon
4024
Invesco S&P SmallCap Low Volatility ETF
XSLV
$240M
$9.85K ﹤0.01%
187
– –
PGHY icon
4025
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$224M
$9.85K ﹤0.01%
500
– –
159 160
161
162 163

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CAPTRUST Financial Advisors
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Bank of Nova Scotia
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NAMI
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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.