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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKV
3751
BKV Corp
BKV
$2.68B
$11.4K ﹤0.01%
+421
New +$10.6K
IIIV icon
3752
i3 Verticals
IIIV
$342M
$11.4K ﹤0.01%
+452
New +$12.7K
FIGS icon
3753
FIGS
FIGS
$2.37B
$11.4K ﹤0.01%
1,000
-109
-10% -$1.02K
LNN icon
3754
Lindsay Corp
LNN
$1.18B
$11.3K ﹤0.01%
96
+52
+118% +$6.26K
CERT icon
3755
Certara
CERT
$1.25B
$11.3K ﹤0.01%
1,287
+1,082
+528% +$11.1K
FRME icon
3756
First Merchants
FRME
$2.67B
$11.3K ﹤0.01%
302
-21
-7% -$778
MNSB icon
3757
MainStreet Bancshares
MNSB
$172M
$11.3K ﹤0.01%
553
+3
+0.5% +$59
PEBO icon
3758
Peoples Bancorp
PEBO
$1.47B
$11.3K ﹤0.01%
+375
New +$11.1K
HNDL icon
3759
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$11.3K ﹤0.01%
510
+8
+2% +$178
NUEM icon
3760
Nuveen ESG Emerging Markets Equity ETF
NUEM
$396M
$11.2K ﹤0.01%
+315
New +$11.5K
HSAI
3761
Hesai Group
HSAI
$3.02B
$11.2K ﹤0.01%
500
– –
BBSI icon
3762
Barrett Business Services
BBSI
$804M
$11.2K ﹤0.01%
+309
New +$11.8K
ALIT icon
3763
Alight
ALIT
$407M
$11.2K ﹤0.01%
287
+60
+26% +$2.99K
PRCH icon
3764
Porch Group
PRCH
$1.8B
$11.1K ﹤0.01%
1,213
+388
+47% +$4.67K
TERN
3765
DELISTED
Terns Pharmaceuticals
TERN
$11.1K ﹤0.01%
274
+211
+335% +$4.88K
NTGR icon
3766
NETGEAR
NTGR
$635M
$11K ﹤0.01%
+448
New +$12.9K
IGA
3767
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$11K ﹤0.01%
1,130
– –
CMPX icon
3768
Compass Therapeutics
CMPX
$387M
$11K ﹤0.01%
+2,042
New +$9.43K
VZLA
3769
Vizsla Silver
VZLA
$1.31B
$10.9K ﹤0.01%
2,000
– –
PAWZ icon
3770
ProShares Pet Care ETF
PAWZ
$33.6M
$10.9K ﹤0.01%
199
-2
-1% -$110
STXS icon
3771
Stereotaxis
STXS
$141M
$10.9K ﹤0.01%
4,750
+250
+6% +$666
EVG
3772
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$10.9K ﹤0.01%
+1,000
New +$11K
MEC icon
3773
Mayville Engineering Co
MEC
$617M
$10.9K ﹤0.01%
583
+307
+111% +$5.01K
ELPC icon
3774
Copel
ELPC
$8.57B
$10.9K ﹤0.01%
1,147
+1,139
+14,238% +$10.9K
FOF icon
3775
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$10.9K ﹤0.01%
825
– –
149 150
151
152 153

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.