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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Corning
GLW
$143B
| $2.9M | 0.03% |
89,551
-9,691
| -10% | -$299K |
|
352
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $2.89M | 0.03% |
35,709
+992
| +3% | +$80.3K |
|
353
iShares Silver Trust
SLV
$30.7B
| $2.88M | 0.03% |
133,084
+55,550
| +72% | +$1.26M |
|
354
iShares US Real Estate ETF
IYR
$4.65B
| $2.88M | 0.03% |
36,059
+24,934
| +224% | +$2.01M |
|
355
Humana
HUM
$46.2B
| $2.86M | 0.03% |
6,904
-485
| -7% | -$195K |
|
356
Golub Capital BDC
GBDC
$3.42B
| $2.85M | 0.03% |
215,102
-21,623
| -9% | -$270K |
|
357
Global Payments
GPN
$22.8B
| $2.84M | 0.03% |
16,007
-871
| -5% | -$151K |
|
358
Paychex
PAYX
$42.7B
| $2.83M | 0.03% |
35,470
+2,956
| +9% | +$222K |
|
359
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $2.82M | 0.03% |
30,173
+3,657
| +14% | +$342K |
|
360
Stryker
SYK
$130B
| $2.79M | 0.03% |
13,378
+2,607
| +24% | +$507K |
|
361
Snap-on
SNA
$21.5B
| $2.78M | 0.03% |
18,884
+2,238
| +13% | +$325K |
|
362
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
| $2.77M | 0.03% |
43,774
+3,765
| +9% | +$236K |
|
363
Shopify
SHOP
$195B
| $2.77M | 0.03% |
27,050
+430
| +2% | +$42.7K |
|
364
Camden Property Trust
CPT
$11.3B
| $2.73M | 0.03% |
30,660
-29,086
| -49% | -$2.62M |
|
365
BP
BP
$107B
| $2.72M | 0.03% |
155,694
-1,039,202
| -87% | -$22.5M |
|
366
Newmont
NEM
$119B
| $2.69M | 0.03% |
42,473
+1,288
| +3% | +$84K |
|
367
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
| $2.69M | 0.03% |
43,964
+4,050
| +10% | +$255K |
|
368
Waste Management
WM
$91B
| $2.68M | 0.03% |
23,666
-1,192
| -5% | -$132K |
|
369
Starwood Property Trust
STWD
$6.09B
| $2.66M | 0.03% |
176,637
+16,537
| +10% | +$253K |
|
370
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $2.62M | 0.02% |
23,599
+862
| +4% | +$96.8K |
|
371
Northern Trust
NTRS
$33.9B
| $2.6M | 0.02% |
33,427
+337
| +1% | +$27.1K |
|
372
Ericsson
ERIC
$33.3B
| $2.59M | 0.02% |
237,736
+30,740
| +15% | +$339K |
|
373
Copart
CPRT
$27.5B
| $2.58M | 0.02% |
98,256
+3,124
| +3% | +$75.7K |
|
374
Aptiv
APTV
$10.3B
| $2.57M | 0.02% |
28,002
-2,968
| -10% | -$249K |
|
375
PNC Financial Services
PNC
$101B
| $2.56M | 0.02% |
23,276
+4,670
| +25% | +$502K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.