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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
Cap. Flow
+$87.1M
Cap. Flow %
1.53%
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$39.9M
2
META icon
Meta Platforms (Facebook)
META
+$32.6M
3
ONC
BeOne Medicines Ltd
ONC
+$27.1M
4
CHTR icon
Charter Communications
CHTR
+$24.8M
5
RCL icon
Royal Caribbean
RCL
+$23.3M

Top Sells

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$87M
2
NKE icon
Nike
NKE
+$76.2M
3
TSM icon
TSMC
TSM
+$49.6M
4
UAL icon
United Airlines
UAL
+$32M
5
AWK icon
American Water Works
AWK
+$30.5M

Sector Composition

Rank Sector Weight
1 Healthcare 21.35%
2 Financials 17.15%
3 Communication Services 12.3%
4 Consumer Discretionary 11.48%
5 Technology 9.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC.WS
351
DELISTED
PNC Financial Services Group Inc
PNC.WS
$389K 0.01%
+8,535
New +$526K
CPAY icon
352
Corpay
CPAY
$25.2B
$388K 0.01%
2,089
– –
RSP icon
353
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$386K 0.01%
+4,221
New +$418K
BIP icon
354
Brookfield Infrastructure Partners
BIP
$18.4B
$385K 0.01%
+18,749
New +$428K
CCI icon
355
Crown Castle
CCI
$33.5B
$378K 0.01%
3,476
+3,405
+4,796% +$374K
NWG icon
356
NatWest
NWG
$77.3B
$376K 0.01%
+62,398
New +$400K
IWO icon
357
iShares Russell 2000 Growth ETF
IWO
$14.6B
$373K 0.01%
2,220
– –
MAR icon
358
Marriott International
MAR
$90.4B
$364K 0.01%
3,350
+1,400
+72% +$161K
SLB icon
359
SLB Ltd
SLB
$73.2B
$354K 0.01%
9,803
-1,821
-16% -$89.9K
AMGN icon
360
Amgen
AMGN
$204B
$345K 0.01%
1,767
+60
+4% +$11.7K
HP icon
361
Helmerich & Payne
HP
$3.41B
$345K 0.01%
7,200
– –
BSV icon
362
Vanguard Short-Term Bond ETF
BSV
$44.6B
$339K 0.01%
4,305
-301
-7% -$23.5K
KR icon
363
Kroger
KR
$35.7B
$337K 0.01%
12,251
– –
BAX icon
364
Baxter International
BAX
$14.5B
$335K 0.01%
5,095
– –
UNF icon
365
Unifirst Corp
UNF
$5.27B
$334K 0.01%
2,335
– –
APO icon
366
Apollo Global Management
APO
$74.6B
$331K 0.01%
+13,480
New +$387K
SCZ icon
367
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$327K 0.01%
6,310
+260
+4% +$14.6K
SPG icon
368
Simon Property Group
SPG
$74.3B
$327K 0.01%
1,950
+204
+12% +$36.5K
ANET icon
369
Arista Networks
ANET
$233B
$324K 0.01%
+24,640
New +$354K
NOV icon
370
NOV
NOV
$6.94B
$323K 0.01%
12,583
-1,067
-8% -$36.9K
CFG icon
371
Citizens Financial Group
CFG
$30.7B
$312K 0.01%
10,498
+4,170
+66% +$146K
UN
372
DELISTED
Unilever NV New York Registry Shares
UN
$311K 0.01%
5,773
– –
CE icon
373
Celanese
CE
$4.81B
$309K 0.01%
3,441
– –
OLED icon
374
Universal Display
OLED
$3.67B
$294K 0.01%
3,138
– –
CWI icon
375
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.79B
$287K 0.01%
13,166
– –
13 14
15
16 17

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Rockefeller Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

  • Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
  • Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
  • Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
  • Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
  • Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
  • Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
  • Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.

Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.