We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AX icon
3651
Axos Financial
AX
$5.63B
$1K ﹤0.01%
32
-506
-94% -$20.5K
AZUL
3652
DELISTED
Azul
AZUL
$1K ﹤0.01%
200
– –
SRTA
3653
Strata Critical Medical Inc
SRTA
$525M
$1K ﹤0.01%
450
-160
-26% -$822
BNO icon
3654
United States Brent Oil Fund
BNO
$777M
$1K ﹤0.01%
50
– –
BPMC
3655
DELISTED
Blueprint Medicines
BPMC
$1K ﹤0.01%
28
-26
-48% -$1.67K
BVS icon
3656
Bioventus
BVS
$1.17B
$1K ﹤0.01%
+163
New +$1.28K
CASH icon
3657
Pathward Financial
CASH
$1.81B
$1K ﹤0.01%
36
– –
CDE icon
3658
Coeur Mining
CDE
$18.7B
$1K ﹤0.01%
450
-1,388
-76% -$4.12K
CERT icon
3659
Certara
CERT
$1.23B
$1K ﹤0.01%
99
-1,076
-92% -$19.9K
CIB icon
3660
Grupo Cibest SA
CIB
$21.7B
$1K ﹤0.01%
59
-19
-24% -$548
CIVI
3661
DELISTED
Civitas Resources
CIVI
$1K ﹤0.01%
27
-59
-69% -$3.47K
CLDX icon
3662
Celldex Therapeutics
CLDX
$3.37B
$1K ﹤0.01%
37
– –
CLNE icon
3663
Clean Energy Fuels
CLNE
$355M
$1K ﹤0.01%
290
-63
-18% -$395
CNBS icon
3664
Amplify Seymour Cannabis ETF
CNBS
$73.3M
$1K ﹤0.01%
28
-40
-59% -$3.39K
CNNE icon
3665
Cannae Holdings
CNNE
$644M
$1K ﹤0.01%
64
-237
-79% -$5.11K
CNOB icon
3666
Center Bancorp
CNOB
$1.77B
$1K ﹤0.01%
+65
New +$1.66K
CODX
3667
Co-Diagnostics
CODX
$5.53M
$1K ﹤0.01%
13
– –
COLL icon
3668
Collegium Pharmaceutical
COLL
$882M
$1K ﹤0.01%
114
+9
+9% +$159
CQQQ icon
3669
Invesco China Technology ETF
CQQQ
$3.3B
$1K ﹤0.01%
+46
New +$2.04K
CRD.A icon
3670
Crawford & Co Class A
CRD.A
$642M
$1K ﹤0.01%
251
-428
-63% -$2.86K
CRVS icon
3671
Corvus Pharmaceuticals
CRVS
$1.16B
$1K ﹤0.01%
1,750
– –
CVCO icon
3672
Cavco Industries
CVCO
$4.48B
$1K ﹤0.01%
6
-11
-65% -$2.61K
CYTK icon
3673
Cytokinetics
CYTK
$10.5B
$1K ﹤0.01%
31
-98
-76% -$4.72K
DALN
3674
DELISTED
DallasNews
DALN
$1K ﹤0.01%
406
+297
+272% +$1.9K
DBL
3675
DoubleLine Opportunistic Credit Fund
DBL
$281M
$1K ﹤0.01%
122
+2
+2% +$31
145 146
147
148 149

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.