Rockefeller Capital Management
AX icon

Rockefeller Capital Management’s Axos Financial AX Stock Holding History

Rockefeller Capital Management’s Portfolio AX Stock Details AX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$208K Sell
2,136
-40
-2% -$3.6K ﹤0.01% 2583
2026
Q1 		$185K Sell
2,176
-10
-0.5% -$911 ﹤0.01% 2540
2025
Q4 		$188K Buy
2,186
+146
+7% +$12K ﹤0.01% 2410
2025
Q3 		$173K Buy
+2,040
New +$178K ﹤0.01% 2303
2023
Q1 		– Sell
-17
Closed – – 2125
2022
Q4 		$0 Sell
17
-15
-47% -$572 ﹤0.01% 3847
2022
Q3 		$1K Sell
32
-506
-94% -$20.5K ﹤0.01% 3670
2022
Q2 		$19K Buy
538
+484
+896% +$18.6K ﹤0.01% 2768
2022
Q1 		$2K Buy
+54
New +$2.85K ﹤0.01% 3578
2020
Q4 		– Sell
-452
Closed -$10K – 2849
2020
Q3 		$10K Buy
452
+161
+55% +$3.68K ﹤0.01% 2003
2020
Q2 		$6K Sell
291
-174
-37% -$3.54K ﹤0.01% 2024
2020
Q1 		$8K Buy
+465
New +$11.7K ﹤0.01% 1798

Other funds holding AX

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Rockefeller Capital Management's AX Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Axos Financial (AX) stake by 1.8% in Q2 2026, selling an estimated $3.6K and leaving 2,136 shares worth $208K. The position accounts for ﹤0.01% of the portfolio, ranked #2583.

Rockefeller Capital Management first reported a position in AX in Q1 2020 and has held it in 11 quarters since. 386 funds tracked by Wall St. Rank hold AX as of Q2 2026.

  • Rockefeller Capital Management held 2,136 shares of Axos Financial worth $208K as of Q2 2026.
  • Rockefeller Capital Management sold 40 Axos Financial shares in Q2 2026, an estimated $3.6K.
  • Axos Financial made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2583 holding.
  • Rockefeller Capital Management first reported a position in Axos Financial in Q1 2020 and has held it in 11 quarters since.
  • 386 funds tracked by Wall St. Rank held Axos Financial as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.