Rockefeller Capital Management’s Axos Financial AX Stock Holding History

Rockefeller Capital Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$185K	Sell	2,176 -10	-0.5%	-$911	﹤0.01%	2540
2025 Q4	$188K	Buy	2,186 +146	+7%	+$12K	﹤0.01%	2410
2025 Q3	$173K	Buy	+2,040	New	+$178K	﹤0.01%	2303
2023 Q1	–	Sell	-17	Closed	–	–	2125
2022 Q4	$0	Sell	17 -15	-47%	-$572	﹤0.01%	3847
2022 Q3	$1K	Sell	32 -506	-94%	-$20.5K	﹤0.01%	3670
2022 Q2	$19K	Buy	538 +484	+896%	+$18.6K	﹤0.01%	2768
2022 Q1	$2K	Buy	+54	New	+$2.85K	﹤0.01%	3578
2020 Q4	–	Sell	-452	Closed	-$10K	–	2849
2020 Q3	$10K	Buy	452 +161	+55%	+$3.68K	﹤0.01%	2003
2020 Q2	$6K	Sell	291 -174	-37%	-$3.54K	﹤0.01%	2024
2020 Q1	$8K	Buy	+465	New	+$11.7K	﹤0.01%	1798

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Rockefeller Capital Management's AX Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Axos Financial (AX) stake by 0.46% in Q1 2026, selling an estimated $911 and leaving 2,176 shares worth $185K. The position accounts for ﹤0.01% of the portfolio, ranked #2540.

Rockefeller Capital Management first reported a position in AX in Q1 2020 and has held it in 10 quarters since. The position peaked at $188K in Q4 2025. 384 funds tracked by Wall St. Rank hold AX as of Q1 2026.

Rockefeller Capital Management held 2,176 shares of Axos Financial worth $185K as of Q1 2026.
Rockefeller Capital Management sold 10 Axos Financial shares in Q1 2026, an estimated $911.
Axos Financial made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2540 holding.
Rockefeller Capital Management first reported a position in Axos Financial in Q1 2020 and has held it in 10 quarters since.
Rockefeller Capital Management's Axos Financial position peaked at $188K in Q4 2025.
384 funds tracked by Wall St. Rank held Axos Financial as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.