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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEUS
3626
DELISTED
Olympic Steel
ZEUS
$15.5K ﹤0.01%
362
+29
+9% +$1.03K
LEGR icon
3627
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$133M
$15.3K ﹤0.01%
257
+1
+0.4% +$58
CVBF icon
3628
CVB Financial
CVBF
$3.99B
$15.3K ﹤0.01%
824
-29
-3% -$555
SMMV icon
3629
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$15.3K ﹤0.01%
353
+8
+2% +$343
BRW
3630
Saba Capital Income & Opportunities Fund
BRW
$339M
$15.3K ﹤0.01%
2,181
-400
-15% -$2.9K
ACNB icon
3631
ACNB Corp
ACNB
$655M
$15.3K ﹤0.01%
316
– –
FMC icon
3632
FMC
FMC
$1.33B
$15.3K ﹤0.01%
1,100
-595
-35% -$11.3K
UTMD icon
3633
Utah Medical Products
UTMD
$225M
$15.3K ﹤0.01%
+273
New +$15.8K
ARQ icon
3634
Arq
ARQ
$89.3M
$15.3K ﹤0.01%
4,670
– –
MEM icon
3635
Matthews Emerging Markets Equity Active ETF
MEM
$52.6M
$15.3K ﹤0.01%
426
-160
-27% -$5.83K
HAFC icon
3636
Hanmi Financial
HAFC
$946M
$15.2K ﹤0.01%
562
+376
+202% +$10.1K
KNGZ icon
3637
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$66.1M
$15.2K ﹤0.01%
+423
New +$15K
CNA icon
3638
CNA Financial
CNA
$14.1B
$15.1K ﹤0.01%
317
-45
-12% -$2.07K
HCM icon
3639
HUTCHMED
HCM
$2.17B
$15.1K ﹤0.01%
1,135
– –
UE icon
3640
Urban Edge Properties
UE
$2.73B
$15.1K ﹤0.01%
788
-240
-23% -$4.66K
WKC icon
3641
World Kinect Corp
WKC
$1.86B
$15.1K ﹤0.01%
643
+252
+64% +$6.21K
WRBY icon
3642
Warby Parker
WRBY
$3.27B
$14.9K ﹤0.01%
686
+81
+13% +$1.76K
IDRV icon
3643
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$14.8K ﹤0.01%
391
+1
+0.3% +$38
DAVE icon
3644
Dave Inc
DAVE
$4.06B
$14.8K ﹤0.01%
+67
New +$14.4K
TFSL icon
3645
TFS Financial
TFSL
$4.93B
$14.8K ﹤0.01%
1,104
-104
-9% -$1.42K
HNST icon
3646
The Honest Company
HNST
$586M
$14.7K ﹤0.01%
5,700
+500
+10% +$1.53K
WVE icon
3647
Wave Life Sciences
WVE
$1.2B
$14.6K ﹤0.01%
+861
New +$8.75K
RNST icon
3648
Renasant Corp
RNST
$3.91B
$14.5K ﹤0.01%
413
+299
+262% +$10.6K
SDIV icon
3649
Global X SuperDividend ETF
SDIV
$1.22B
$14.5K ﹤0.01%
604
-23,397
-97% -$559K
NNI icon
3650
Nelnet
NNI
$4.7B
$14.5K ﹤0.01%
109
+85
+354% +$11.1K
144 145
146
147 148

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.