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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDI icon
3601
indie Semiconductor
INDI
$854M
$16.3K ﹤0.01%
4,622
+3,272
+242% +$14.3K
QDEL icon
3602
QuidelOrtho
QDEL
$838M
$16.3K ﹤0.01%
570
-482
-46% -$13.1K
TFII icon
3603
TFI International
TFII
$11.5B
$16.2K ﹤0.01%
157
+10
+7% +$931
IGE icon
3604
iShares North American Natural Resources ETF
IGE
$754M
$16.1K ﹤0.01%
321
+2
+0.6% +$98
HDUS
3605
Hartford Disciplined US Equity ETF
HDUS
$212M
$16.1K ﹤0.01%
+247
New +$16.1K
MKTX icon
3606
MarketAxess Holdings
MKTX
$5.72B
$16.1K ﹤0.01%
88
-53
-38% -$9.04K
OSPN icon
3607
OneSpan
OSPN
$618M
$16K ﹤0.01%
+1,249
New +$16.9K
REVG
3608
DELISTED
REV Group
REVG
$16K ﹤0.01%
+263
New +$14.8K
HUT
3609
Hut 8
HUT
$10.9B
$16K ﹤0.01%
+348
New +$15.3K
MAC icon
3610
Macerich
MAC
$6.92B
$16K ﹤0.01%
866
-229
-21% -$4.04K
EVTC icon
3611
Evertec
EVTC
$1.78B
$16K ﹤0.01%
549
+58
+12% +$1.72K
WERN icon
3612
Werner Enterprises
WERN
$2.25B
$16K ﹤0.01%
532
+182
+52% +$5K
DGII icon
3613
Digi International
DGII
$3.1B
$15.9K ﹤0.01%
368
+255
+226% +$10.2K
PLOW icon
3614
Douglas Dynamics
PLOW
$1.02B
$15.9K ﹤0.01%
487
+419
+616% +$13.3K
AMN icon
3615
AMN Healthcare
AMN
$1.4B
$15.9K ﹤0.01%
1,008
-8,636
-90% -$154K
CON
3616
Concentra Group Holdings
CON
$4.36B
$15.9K ﹤0.01%
806
+320
+66% +$6.4K
KEMQ icon
3617
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
$15.8K ﹤0.01%
641
+33
+5% +$858
NWS icon
3618
News Corp Class B
NWS
$17.5B
$15.8K ﹤0.01%
533
+168
+46% +$5.01K
COLM icon
3619
Columbia Sportswear
COLM
$2.94B
$15.8K ﹤0.01%
286
+156
+120% +$8.33K
SOHU
3620
Sohu.com
SOHU
$357M
$15.6K ﹤0.01%
1,000
– –
SABA
3621
Saba Capital Income & Opportunities Fund II
SABA
$223M
$15.6K ﹤0.01%
1,894
-12
-0.6% -$105
NPFD icon
3622
Nuveen Variable Rate Preferred & Income Fund
NPFD
$446M
$15.6K ﹤0.01%
821
-405
-33% -$7.93K
ADNT icon
3623
Adient
ADNT
$1.5B
$15.6K ﹤0.01%
814
+660
+429% +$13.9K
BTU icon
3624
Peabody Energy
BTU
$2.9B
$15.6K ﹤0.01%
524
-3,166
-86% -$93K
BSL
3625
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$15.5K ﹤0.01%
1,150
+22
+2% +$303
143 144
145
146 147

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.