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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXRH icon
3501
Texas Roadhouse
TXRH
$13.6B
$3K ﹤0.01%
38
-419
-92% -$36.6K
URBN icon
3502
Urban Outfitters
URBN
$6.81B
$3K ﹤0.01%
183
+14
+8% +$293
VKTX icon
3503
Viking Therapeutics
VKTX
$4.02B
$3K ﹤0.01%
1,461
-3,500
-71% -$11.5K
VYGR icon
3504
Voyager Therapeutics
VYGR
$195M
$3K ﹤0.01%
650
+396
+156% +$2.54K
WHG icon
3505
Westwood Holdings Group
WHG
$183M
$3K ﹤0.01%
340
+247
+266% +$3.04K
ZD icon
3506
Ziff Davis
ZD
$2B
$3K ﹤0.01%
52
-28
-35% -$2.21K
ZTO icon
3507
ZTO Express
ZTO
$18.2B
$3K ﹤0.01%
144
+7
+5% +$182
QNTM
3508
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$22.1M
$3K ﹤0.01%
62
– –
WBX.WS
3509
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$3K ﹤0.01%
2,500
-375
-13% -$703
ROIC
3510
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3K ﹤0.01%
331
-259
-44% -$4.27K
HYB
3511
DELISTED
New America High Income Fund, Inc.
HYB
$3K ﹤0.01%
511
– –
NDP
3512
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3K ﹤0.01%
106
– –
BTEK
3513
DELISTED
BlackRock Future Tech ETF
BTEK
$3K ﹤0.01%
220
– –
DCPH
3514
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$3K ﹤0.01%
200
– –
IMGN
3515
DELISTED
Immunogen Inc
IMGN
$3K ﹤0.01%
631
+178
+39% +$938
NVTA
3516
DELISTED
Invitae Corporation
NVTA
$3K ﹤0.01%
1,554
-1,520
-49% -$4.61K
WTER
3517
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$3K ﹤0.01%
733
– –
CHS
3518
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
688
-1,487
-68% -$8.27K
LOCL.WS
3519
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
$3K ﹤0.01%
9,540
– –
AJRD
3520
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$3K ﹤0.01%
80
-45
-36% -$1.9K
DCT
3521
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$3K ﹤0.01%
300
-1,035
-78% -$13.7K
DBS
3522
DELISTED
Invesco DB Silver Fund
DBS
$3K ﹤0.01%
147
– –
OPALW
3523
DELISTED
OPAL Fuels Inc. Warrant
OPALW
$3K ﹤0.01%
2,600
– –
CCXI
3524
DELISTED
ChemoCentryx, Inc.
CCXI
$3K ﹤0.01%
65
– –
BHVN
3525
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$3K ﹤0.01%
21
-26
-55% -$3.85K
139 140
141
142 143

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.