Rockefeller Capital Management’s Retail Opportunity Investments Corp. ROIC Stock Holding History

Rockefeller Capital Management’s Portfolio ROIC Stock Details ROIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-331	Closed	-$4K	–	3989
2022 Q4	$4K	Hold	331	–	–	﹤0.01%	3409
2022 Q3	$3K	Sell	331 -259	-44%	-$4.27K	﹤0.01%	3526
2022 Q2	$8K	Buy	590 +309	+110%	+$5.51K	﹤0.01%	3265
2022 Q1	$5K	Hold	281	–	–	﹤0.01%	3362
2021 Q4	$5K	Hold	281	–	–	﹤0.01%	3299
2021 Q3	$4K	Hold	281	–	–	﹤0.01%	3276
2021 Q2	$4K	Sell	281 -194	-41%	-$3.41K	﹤0.01%	3119
2021 Q1	$7K	Buy	475 +206	+77%	+$3.16K	﹤0.01%	2794
2020 Q4	$3K	Sell	269 -19,731	-99%	-$242K	﹤0.01%	2599
2020 Q3	$208K	Hold	20,000	–	–	﹤0.01%	1032
2020 Q2	$227K	Buy	+20,000	New	+$194K	﹤0.01%	909

Other funds holding ROIC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Jennison Associates New York $167B AUM 44.17% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

LIMS

Lasalle Investment Management Securities Baltimore, Maryland $2.81B AUM 16.57% 1-Year Est. Return

Rockefeller Capital Management's ROIC Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Retail Opportunity Investments Corp. (ROIC) in Q1 2023, closing a stake of 331 shares — an estimated $4K sold.

Rockefeller Capital Management first reported a position in ROIC in Q2 2020 and held it in 11 quarters. The position peaked at $227K in Q2 2020. 217 funds tracked by Wall St. Rank hold ROIC as of Q1 2023.

Rockefeller Capital Management reported no remaining Retail Opportunity Investments Corp. position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 331 Retail Opportunity Investments Corp. shares in Q1 2023, an estimated $4K.
Rockefeller Capital Management first reported a position in Retail Opportunity Investments Corp. in Q2 2020 and held it in 11 quarters.
Rockefeller Capital Management's Retail Opportunity Investments Corp. position peaked at $227K in Q2 2020.
217 funds tracked by Wall St. Rank held Retail Opportunity Investments Corp. as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.