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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMRT icon
3426
SmartRent
SMRT
$195M
$37.1K ﹤0.01%
24,744
+19,780
+398% +$33.4K
KARS icon
3427
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$76.9M
$37.1K ﹤0.01%
1,147
-282
-20% -$9.04K
EFOR
3428
Everforth Inc
EFOR
$1.17B
$36.9K ﹤0.01%
952
+267
+39% +$11.9K
CRBG icon
3429
Corebridge Financial
CRBG
$14.1B
$36.8K ﹤0.01%
1,543
-1,378
-47% -$38.6K
EAD
3430
Allspring Income Opportunities Fund
EAD
$372M
$36.7K ﹤0.01%
5,669
+387
+7% +$2.61K
ECG
3431
Everus Construction Group
ECG
$6.4B
$36.7K ﹤0.01%
311
+196
+170% +$20.3K
BBWI icon
3432
Bath & Body Works
BBWI
$4.06B
$36.7K ﹤0.01%
1,966
-881
-31% -$19K
CLDX icon
3433
Celldex Therapeutics
CLDX
$2.99B
$36.5K ﹤0.01%
1,151
+921
+400% +$25.1K
EWD icon
3434
iShares MSCI Sweden ETF
EWD
$546M
$36.4K ﹤0.01%
747
-78
-9% -$4.02K
FJP icon
3435
First Trust Japan AlphaDEX Fund
FJP
$249M
$36.4K ﹤0.01%
500
– –
HTO
3436
H2O America
HTO
$2.57B
$36.3K ﹤0.01%
618
+10
+2% +$544
ETB
3437
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$36.1K ﹤0.01%
2,503
+21
+0.8% +$319
PBI icon
3438
Pitney Bowes
PBI
$2.4B
$36.1K ﹤0.01%
3,266
-7
-0.2% -$73
DFSD
3439
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.09B
$35.9K ﹤0.01%
750
– –
KOS icon
3440
Kosmos Energy
KOS
$1.6B
$35.8K ﹤0.01%
12,892
-779
-6% -$1.46K
CODI icon
3441
Compass Diversified
CODI
$758M
$35.8K ﹤0.01%
4,559
-1,815
-28% -$11.6K
LCID icon
3442
Lucid Motors
LCID
$2.88B
$35.6K ﹤0.01%
3,739
-1,110
-23% -$11.5K
DRH icon
3443
Diamondrock Hospitality Co
DRH
$2.71B
$35.5K ﹤0.01%
3,792
+3,034
+400% +$28.9K
KWR icon
3444
Quaker Houghton
KWR
$2.76B
$35.4K ﹤0.01%
285
+116
+69% +$17.1K
CLIR icon
3445
ClearSign Technologies
CLIR
$24.3M
$35.4K ﹤0.01%
8,120
-1
-0% -$6
RLTY icon
3446
Cohen & Steers Real Estate Opportunities and Income Fund
RLTY
$266M
$35.4K ﹤0.01%
2,434
+120
+5% +$1.81K
GOSS icon
3447
Gossamer Bio
GOSS
$82.9M
$35.4K ﹤0.01%
107,615
+46,749
+77% +$73.5K
APEI icon
3448
American Public Education
APEI
$890M
$35.1K ﹤0.01%
617
+264
+75% +$12.1K
RBB icon
3449
RBB Bancorp
RBB
$448M
$35K ﹤0.01%
1,637
+1,577
+2,628% +$33.8K
PCRX icon
3450
Pacira BioSciences
PCRX
$1.04B
$34.9K ﹤0.01%
1,543
+655
+74% +$14.6K
136 137
138
139 140

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.