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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRND icon
3401
Pacer Trendpilot Fund of Funds ETF
TRND
$63.8M
$25.3K ﹤0.01%
753
-25
-3% -$851
FVCB icon
3402
FVCBankcorp
FVCB
$331M
$25.3K ﹤0.01%
1,816
– –
QABA icon
3403
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.4M
$25.2K ﹤0.01%
445
+90
+25% +$5.03K
JBLU icon
3404
JetBlue
JBLU
$2.17B
$25.1K ﹤0.01%
5,517
+3,373
+157% +$15.4K
CRC icon
3405
California Resources
CRC
$4.67B
$25.1K ﹤0.01%
561
+440
+364% +$20.9K
BW icon
3406
Babcock & Wilcox
BW
$1.34B
$25K ﹤0.01%
+3,942
New +$19.4K
RFDI icon
3407
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
$25K ﹤0.01%
310
– –
RTH icon
3408
VanEck Retail ETF
RTH
$264M
$24.9K ﹤0.01%
+100
New +$25.1K
PZZA icon
3409
Papa John's
PZZA
$773M
$24.9K ﹤0.01%
648
+99
+18% +$4.37K
DOGG icon
3410
FT Vest DJIA Dogs 10 Target Income ETF
DOGG
$84.2M
$24.9K ﹤0.01%
1,200
-2,600
-68% -$53.4K
GLV
3411
Clough Global Dividend & Income Fund
GLV
$78.2M
$24.9K ﹤0.01%
4,174
-3,209
-43% -$19.3K
FENY icon
3412
Fidelity MSCI Energy Index ETF
FENY
$2.01B
$24.9K ﹤0.01%
1,004
– –
CHYM
3413
Chime Financial
CHYM
$11.6B
$24.8K ﹤0.01%
987
-22
-2% -$467
FFBC icon
3414
First Financial Bancorp
FFBC
$3.5B
$24.8K ﹤0.01%
991
+574
+138% +$14.3K
FCEF icon
3415
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$24.7K ﹤0.01%
1,074
– –
PRK icon
3416
Park National Corp
PRK
$3.63B
$24.7K ﹤0.01%
162
-69
-30% -$10.9K
AIN icon
3417
Albany International
AIN
$1.74B
$24.7K ﹤0.01%
486
-4
-0.8% -$207
VOYG
3418
Voyager Technologies
VOYG
$2.57B
$24.6K ﹤0.01%
942
+71
+8% +$1.93K
VTN icon
3419
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$24.6K ﹤0.01%
2,132
-3,083
-59% -$34.7K
SONO icon
3420
Sonos
SONO
$1.86B
$24.5K ﹤0.01%
1,395
-280
-17% -$4.88K
FEUZ icon
3421
First Trust Eurozone AlphaDEX
FEUZ
$134M
$24.4K ﹤0.01%
+398
New +$23.6K
MOB
3422
Mobilicom Ltd
MOB
$73.8M
$24.4K ﹤0.01%
+4,000
New +$29.2K
NATL icon
3423
NCR Atleos
NATL
$3.43B
$24.3K ﹤0.01%
637
-291
-31% -$10.9K
BWG
3424
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$24.3K ﹤0.01%
2,900
-600
-17% -$5.09K
PFSI icon
3425
PennyMac Financial
PFSI
$3.94B
$24.3K ﹤0.01%
+184
New +$23.4K
135 136
137
138 139

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.