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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,313
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.38%
2 Technology 18.21%
3 Financials 8.18%
4 Industrials 6.8%
5 Healthcare 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLC
3301
Flaherty & Crumrine Total Return Fund
FLC
$173M
$47.6K ﹤0.01%
2,868
– –
DMBS icon
3302
DoubleLine Mortgage ETF
DMBS
$703M
$47.3K ﹤0.01%
+958
New +$47.7K
NNY icon
3303
Nuveen New York Municipal Value Fund
NNY
$154M
$47.3K ﹤0.01%
5,661
+38
+0.7% +$325
DRUP icon
3304
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$52.9M
$47.2K ﹤0.01%
863
– –
BBHY icon
3305
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$624M
$47.2K ﹤0.01%
1,030
-608
-37% -$28.2K
G icon
3306
Genpact
G
$6.39B
$47.2K ﹤0.01%
1,266
-2,866
-69% -$118K
SMLV icon
3307
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$47.2K ﹤0.01%
344
– –
HBB icon
3308
Hamilton Beach Brands
HBB
$423M
$47.1K ﹤0.01%
+2,487
New +$45.4K
AVMV icon
3309
Avantis US Mid Cap Value ETF
AVMV
$782M
$47.1K ﹤0.01%
+635
New +$47.7K
GLBE icon
3310
Global E Online
GLBE
$6.71B
$47K ﹤0.01%
1,525
+4
+0.3% +$141
SGMT icon
3311
Sagimet Biosciences
SGMT
$656M
$47K ﹤0.01%
9,000
– –
CHEF icon
3312
Chefs' Warehouse
CHEF
$4.69B
$47K ﹤0.01%
790
+442
+127% +$28.3K
TX icon
3313
Ternium
TX
$10.8B
$46.9K ﹤0.01%
1,168
– –
MRX
3314
Marex Group Limited Ordinary Shares
MRX
$5.24B
$46.5K ﹤0.01%
1,043
-137
-12% -$5.41K
RPAY icon
3315
Repay Holdings
RPAY
$310M
$46.5K ﹤0.01%
17,875
– –
MRCY icon
3316
Mercury Systems
MRCY
$5.32B
$46.4K ﹤0.01%
636
-17
-3% -$1.48K
ET.PRI icon
3317
Energy Transfer LP Series I Preferred Units
ET.PRI
$476M
$46.3K ﹤0.01%
+4,000
New +$47K
MDU icon
3318
MDU Resources
MDU
$4.16B
$46.3K ﹤0.01%
2,232
+131
+6% +$2.68K
IBRX icon
3319
ImmunityBio
IBRX
$8.53B
$46.2K ﹤0.01%
6,020
+4,730
+367% +$32.4K
OLP
3320
One Liberty Properties
OLP
$529M
$46.2K ﹤0.01%
2,151
+1,720
+399% +$38.2K
PRKS icon
3321
United Parks & Resorts
PRKS
$1.93B
$46.1K ﹤0.01%
1,413
+562
+66% +$19.7K
MESO
3322
Mesoblast
MESO
$2.26B
$46.1K ﹤0.01%
+3,000
New +$50K
XHR
3323
Xenia Hotels & Resorts
XHR
$1.8B
$45.9K ﹤0.01%
3,095
+1,686
+120% +$25.4K
NVAX icon
3324
Novavax
NVAX
$1.53B
$45.9K ﹤0.01%
5,633
+2,078
+58% +$18.8K
SGRY icon
3325
Surgery Partners
SGRY
$1.79B
$45.8K ﹤0.01%
3,843
+1,905
+98% +$27.3K
131 132
133
134 135

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.