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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
301
Entergy
ETR
$50.5B
$34.6M 0.06%
374,145
+117,009
+46% +$11.1M
KEYS icon
302
Keysight
KEYS
$58.2B
$34.3M 0.06%
168,692
+5,083
+3% +$943K
MLI icon
303
Mueller Industries
MLI
$15.2B
$34.2M 0.06%
595,042
+8,484
+1% +$456K
ZM icon
304
Zoom
ZM
$30.5B
$34M 0.06%
393,604
+389,661
+9,882% +$32.8M
MDLZ icon
305
Mondelez International
MDLZ
$80.1B
$33.7M 0.06%
625,374
+113,017
+22% +$6.51M
IRM icon
306
Iron Mountain
IRM
$36.3B
$33.6M 0.06%
403,992
-3,463
-0.8% -$324K
ARES icon
307
Ares Management
ARES
$31B
$33.5M 0.06%
207,564
-56,830
-21% -$8.85M
ECL icon
308
Ecolab
ECL
$79.9B
$33.5M 0.06%
127,456
+15,955
+14% +$4.25M
SHY icon
309
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$33.3M 0.06%
402,004
+164,028
+69% +$13.6M
VFH icon
310
Vanguard Financials ETF
VFH
$13.6B
$33.2M 0.06%
248,651
+20,766
+9% +$2.7M
DELL icon
311
Dell
DELL
$289B
$33.2M 0.06%
263,564
+56,203
+27% +$7.92M
IGSB icon
312
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$33M 0.06%
624,271
+38,267
+7% +$2.03M
VCR icon
313
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$33M 0.06%
83,667
-861
-1% -$337K
TDY icon
314
Teledyne Technologies
TDY
$31.7B
$32.8M 0.06%
64,226
+290
+0.5% +$153K
DLN icon
315
WisdomTree US LargeCap Dividend Fund
DLN
$6.38B
$32.6M 0.06%
369,865
-6,164
-2% -$538K
EWJ icon
316
iShares MSCI Japan ETF
EWJ
$22.9B
$32.2M 0.06%
398,975
+28,747
+8% +$2.36M
AGYS icon
317
Agilysys
AGYS
$3.03B
$32.2M 0.06%
271,022
-176,091
-39% -$21.2M
CARR icon
318
Carrier Global
CARR
$53.1B
$32.2M 0.06%
609,288
-173,747
-22% -$9.66M
MDY icon
319
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$32.2M 0.06%
53,349
+693
+1% +$415K
SBUX icon
320
Starbucks
SBUX
$121B
$31.7M 0.06%
376,957
-88,202
-19% -$7.44M
GBDC icon
321
Golub Capital BDC
GBDC
$3.42B
$31.4M 0.06%
2,311,002
-660,109
-22% -$9.14M
SUB icon
322
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$31.3M 0.06%
292,949
+20,606
+8% +$2.2M
IWP icon
323
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$31.2M 0.06%
227,790
+31,698
+16% +$4.43M
ROKU icon
324
Roku
ROKU
$22.6B
$31.1M 0.06%
286,721
+2,221
+0.8% +$225K
PTCT icon
325
PTC Therapeutics
PTCT
$6.01B
$30.8M 0.06%
405,536
-68,222
-14% -$4.96M
11 12
13
14 15

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.