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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCT
3151
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$1K ﹤0.01%
+26
New +$1.25K
IPOD
3152
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1K ﹤0.01%
+150
New +$2.13K
BKEP
3153
DELISTED
Blueknight Energy Partners L.P.
BKEP
$1K ﹤0.01%
+350
New +$845
PSTH.WS
3154
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$1K ﹤0.01%
+150
New +$1.73K
APSG.WS
3155
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$1K ﹤0.01%
+1,500
New +$2.91K
SC
3156
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$1K ﹤0.01%
67
– –
RTP.WS
3157
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$1K ﹤0.01%
+800
New +$2.62K
HMSY
3158
DELISTED
HMS Holdings Corp.
HMSY
$1K ﹤0.01%
28
-76
-73% -$2.79K
JRO
3159
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1K ﹤0.01%
+141
New +$1.31K
CELP
3160
DELISTED
Cypress Environmental Partners, L.P.
CELP
$1K ﹤0.01%
625
– –
RNWK
3161
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
250
– –
ACHC icon
3162
Acadia Healthcare
ACHC
$2.94B
– –
-30
Closed -$1K
AEG icon
3163
Aegon
AEG
$14.1B
$0 ﹤0.01%
+161
New +$674
AFRM icon
3164
Affirm
AFRM
$25.2B
$0 ﹤0.01%
+10
New +$972
AHRT
3165
AH Realty Trust
AHRT
$517M
– –
-190
Closed -$2K
AIV
3166
Aimco
AIV
$383M
$0 ﹤0.01%
57
-27
-32% -$137
ALE
3167
DELISTED
Allete
ALE
– –
-16
Closed –
ALGT icon
3168
Allegiant Air
ALGT
$2.57B
– –
-300
Closed -$56K
ALLO icon
3169
Allogene Therapeutics
ALLO
$694M
– –
-3,054
Closed -$77K
AMED
3170
DELISTED
Amedisys
AMED
– –
-16
Closed -$4K
AMRN
3171
Amarin Corp
AMRN
$303M
– –
-49
Closed -$4K
AMRC icon
3172
Ameresco
AMRC
$1.36B
$0 ﹤0.01%
12
-39
-76% -$2.15K
AMSF icon
3173
AMERISAFE
AMSF
$540M
$0 ﹤0.01%
14
+3
+27% +$180
AMWD
3174
DELISTED
American Woodmark
AMWD
$0 ﹤0.01%
10
-25
-71% -$2.41K
ARLO icon
3175
Arlo Technologies
ARLO
$1.65B
$0 ﹤0.01%
+80
New +$627
125 126
127
128 129

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.