Rockefeller Capital Management’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Rockefeller Capital Management’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-2,724	Closed	-$21K	–	4255
2022 Q4	$21K	Buy	2,724 +1,154	+74%	+$9.3K	﹤0.01%	2793
2022 Q3	$12K	Buy	+1,570	New	+$13.3K	﹤0.01%	3030
2021 Q2	–	Sell	-141	Closed	-$1K	–	3733
2021 Q1	$1K	Buy	+141	New	+$1.31K	﹤0.01%	3226

Other funds holding JRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

OCM

Oaktree Capital Management Los Angeles, California $6.56B AUM 42.97% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Rockefeller Capital Management's JRO Position: Q1 2023 in Review

Rockefeller Capital Management sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q1 2023, closing a stake of 2,724 shares — an estimated $21K sold.

Rockefeller Capital Management first reported a position in JRO in Q1 2021 and held it in 3 quarters. The position peaked at $21K in Q4 2022. 95 funds tracked by Wall St. Rank hold JRO as of Q1 2023.

Rockefeller Capital Management reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 2,724 Nuveen Floating Rate Income Opportunty Fund shares in Q1 2023, an estimated $21K.
Rockefeller Capital Management first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q1 2021 and held it in 3 quarters.
Rockefeller Capital Management's Nuveen Floating Rate Income Opportunty Fund position peaked at $21K in Q4 2022.
95 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.