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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGOP
3051
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$11K ﹤0.01%
8
– –
COWN
3052
DELISTED
Cowen Inc. Class A Common Stock
COWN
$11K ﹤0.01%
302
– –
ENV
3053
DELISTED
ENVESTNET, INC.
ENV
$11K ﹤0.01%
265
-49
-16% -$2.62K
ACCO icon
3054
Acco Brands
ACCO
$396M
$10K ﹤0.01%
2,183
+1,606
+278% +$10.2K
ACLS icon
3055
Axcelis
ACLS
$4.18B
$10K ﹤0.01%
174
-68
-28% -$4.39K
AROC icon
3056
Archrock
AROC
$5.78B
$10K ﹤0.01%
1,704
+46
+3% +$351
BPOP icon
3057
Popular Inc
BPOP
$11.2B
$10K ﹤0.01%
141
-210
-60% -$16.3K
BRY
3058
DELISTED
Berry Corp
BRY
$10K ﹤0.01%
1,340
+1,057
+373% +$8.94K
BTAI icon
3059
BioXcel Therapeutics
BTAI
$28.8M
$10K ﹤0.01%
56
– –
CACC icon
3060
Credit Acceptance
CACC
$5.94B
$10K ﹤0.01%
24
-1
-4% -$528
CLVT icon
3061
Clarivate
CLVT
$1.22B
$10K ﹤0.01%
1,185
-265
-18% -$3.35K
COLM icon
3062
Columbia Sportswear
COLM
$2.88B
$10K ﹤0.01%
152
-75
-33% -$5.49K
CRMT icon
3063
America's Car Mart
CRMT
$26.8M
$10K ﹤0.01%
174
+141
+427% +$12.7K
CRON
3064
Cronos Group
CRON
$1.13B
$10K ﹤0.01%
3,800
-12
-0.3% -$37
DOUG icon
3065
Douglas Elliman
DOUG
$184M
$10K ﹤0.01%
2,590
+1,162
+81% +$5.74K
ECON icon
3066
Columbia Emerging Markets Consumer ETF
ECON
$304M
$10K ﹤0.01%
524
– –
EPR icon
3067
EPR Properties
EPR
$4.58B
$10K ﹤0.01%
303
+4
+1% +$189
ESAB icon
3068
ESAB
ESAB
$5.47B
$10K ﹤0.01%
317
-114
-26% -$4.67K
FOLD
3069
DELISTED
Amicus Therapeutics
FOLD
$10K ﹤0.01%
980
-146
-13% -$1.63K
FPH icon
3070
Five Point Holdings
FPH
$378M
$10K ﹤0.01%
4,000
– –
HCKT icon
3071
Hackett Group
HCKT
$285M
$10K ﹤0.01%
571
-21
-4% -$426
KMPR icon
3072
Kemper
KMPR
$1.54B
$10K ﹤0.01%
262
+55
+27% +$2.57K
LMAT icon
3073
LeMaitre Vascular
LMAT
$1.89B
$10K ﹤0.01%
210
+40
+24% +$2K
MFUL icon
3074
Mindful Conservative ETF
MFUL
$7.32M
$10K ﹤0.01%
+472
New +$10.1K
MHK icon
3075
Mohawk Industries
MHK
$9.26B
$10K ﹤0.01%
126
-10
-7% -$1.16K
121 122
123
124 125

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.