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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
3026
First Trust Emerging Markets AlphaDEX Fund
FEM
$781M
$11K ﹤0.01%
595
+355
+148% +$7.44K
FUL icon
3027
H.B. Fuller
FUL
$3.34B
$11K ﹤0.01%
203
+3
+2% +$191
GORO icon
3028
Goldgroup Mining Inc.
GORO
$184M
$11K ﹤0.01%
7,123
– –
IDCC icon
3029
InterDigital
IDCC
$8.72B
$11K ﹤0.01%
279
+261
+1,450% +$14.1K
IMMR icon
3030
Immersion
IMMR
$248M
$11K ﹤0.01%
2,105
-785
-27% -$4.42K
JHG
3031
DELISTED
Janus Henderson
JHG
$11K ﹤0.01%
580
-678
-54% -$16.4K
JXI icon
3032
iShares Global Utilities ETF
JXI
$306M
$11K ﹤0.01%
205
– –
LTBR icon
3033
Lightbridge
LTBR
$339M
$11K ﹤0.01%
2,499
– –
MLKN icon
3034
MillerKnoll
MLKN
$1.62B
$11K ﹤0.01%
735
-367
-33% -$10.1K
MMYT icon
3035
MakeMyTrip
MMYT
$5.78B
$11K ﹤0.01%
382
-262
-41% -$8.09K
MRCY icon
3036
Mercury Systems
MRCY
$6.55B
$11K ﹤0.01%
291
+123
+73% +$6.45K
MTRN icon
3037
Materion
MTRN
$5.85B
$11K ﹤0.01%
149
-25
-14% -$2.06K
NSIT icon
3038
Insight Enterprises
NSIT
$4.43B
$11K ﹤0.01%
148
+60
+68% +$5.33K
NTB icon
3039
Bank of N.T. Butterfield & Son
NTB
$2.49B
$11K ﹤0.01%
340
-1
-0.3% -$33
SLP icon
3040
Simulations Plus
SLP
$370M
$11K ﹤0.01%
231
+185
+402% +$10.8K
SMRT icon
3041
SmartRent
SMRT
$270M
$11K ﹤0.01%
+5,000
New +$19.7K
TPIF icon
3042
Timothy Plan International ETF
TPIF
$265M
$11K ﹤0.01%
571
+1
+0.2% +$23
VSH icon
3043
Vishay Intertechnology
VSH
$5.11B
$11K ﹤0.01%
625
-230
-27% -$4.48K
WCC
3044
WESCO International
WCC
$17.8B
$11K ﹤0.01%
96
-14
-13% -$1.75K
WH icon
3045
Wyndham Hotels & Resorts
WH
$5.38B
$11K ﹤0.01%
183
-72
-28% -$4.82K
WSBC icon
3046
WesBanco
WSBC
$4.05B
$11K ﹤0.01%
339
-49
-13% -$1.66K
WSBF icon
3047
Waterstone Financial
WSBF
$374M
$11K ﹤0.01%
+711
New +$12.5K
XRT icon
3048
State Street SPDR S&P Retail ETF
XRT
$645M
$11K ﹤0.01%
208
– –
BECN
3049
DELISTED
Beacon Roofing Supply, Inc.
BECN
$11K ﹤0.01%
207
-837
-80% -$47.4K
SUM
3050
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$11K ﹤0.01%
494
-77
-13% -$2.07K
120 121
122
123 124

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.