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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
3001
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.7B
$12K ﹤0.01%
304
+1
+0.3% +$47
OSUR icon
3002
OraSure Technologies
OSUR
$272M
$12K ﹤0.01%
3,187
+930
+41% +$3.36K
SABR icon
3003
Sabre
SABR
$799M
$12K ﹤0.01%
2,331
+2,225
+2,099% +$14.8K
TBLD
3004
Thornburg Income Builder Opportunities Trust
TBLD
$721M
$12K ﹤0.01%
1,000
– –
TFPM icon
3005
Triple Flag Precious Metals
TFPM
$6.58B
$12K ﹤0.01%
+1,000
New +$12.3K
TMDX icon
3006
Transmedics
TMDX
$3.03B
$12K ﹤0.01%
307
-202
-40% -$8.79K
UMC icon
3007
United Microelectronic
UMC
$47.6B
$12K ﹤0.01%
2,283
-1,606
-41% -$10.6K
VET icon
3008
Vermilion Energy
VET
$1.74B
$12K ﹤0.01%
565
+72
+15% +$1.69K
VICR icon
3009
Vicor
VICR
$9.83B
$12K ﹤0.01%
210
-20
-9% -$1.32K
WDI
3010
Western Asset Diversified Income Fund
WDI
$686M
$12K ﹤0.01%
1,000
-123
-11% -$1.73K
WWW icon
3011
Wolverine World Wide
WWW
$1.51B
$12K ﹤0.01%
841
+215
+34% +$4.43K
HTLF
3012
DELISTED
Heartland Financial USA, Inc.
HTLF
$12K ﹤0.01%
277
+7
+3% +$310
DNMR
3013
DELISTED
Danimer Scientific, Inc.
DNMR
$12K ﹤0.01%
108
-1,656
-94% -$295K
CPE
3014
DELISTED
Callon Petroleum Company
CPE
$12K ﹤0.01%
351
+269
+328% +$10.7K
DBD
3015
DELISTED
Diebold Nixdorf Incorporated
DBD
$12K ﹤0.01%
5,000
+2,000
+67% +$6.68K
RIDE
3016
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$12K ﹤0.01%
449
– –
SWIR
3017
DELISTED
Sierra Wireless
SWIR
$12K ﹤0.01%
396
-120
-23% -$3.45K
JRO
3018
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$12K ﹤0.01%
+1,570
New +$13.3K
ABG icon
3019
Asbury Automotive
ABG
$3.77B
$11K ﹤0.01%
73
-21
-22% -$3.58K
BLKB icon
3020
Blackbaud
BLKB
$2.07B
$11K ﹤0.01%
264
+20
+8% +$1.08K
CLIR icon
3021
ClearSign Technologies
CLIR
$27.8M
$11K ﹤0.01%
1,230
– –
COOP
3022
DELISTED
Mr. Cooper
COOP
$11K ﹤0.01%
294
-104
-26% -$4.4K
ECOR icon
3023
electroCore
ECOR
$81.7M
$11K ﹤0.01%
1,949
– –
EHC icon
3024
Encompass Health
EHC
$12.3B
$11K ﹤0.01%
254
-352
-58% -$17.6K
EIDO icon
3025
iShares MSCI Indonesia ETF
EIDO
$484M
$11K ﹤0.01%
500
– –
119 120
121
122 123

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.