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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
276
Baxter International
BAX
$14.2B
$4.89M 0.05%
60,779
+2,132
+4% +$179K
EWJ icon
277
iShares MSCI Japan ETF
EWJ
$23B
$4.87M 0.05%
82,508
-1,110
-1% -$63.6K
MUB icon
278
iShares National Muni Bond ETF
MUB
$45.5B
$4.87M 0.05%
42,003
+4,099
+11% +$476K
MMM icon
279
3M
MMM
$94.3B
$4.85M 0.05%
36,232
+4,815
+15% +$648K
CWB icon
280
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$4.82M 0.05%
70,028
+564
+0.8% +$37.4K
AAXJ icon
281
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$4.78M 0.04%
62,000
– –
VCSH icon
282
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$4.76M 0.04%
57,409
+18,835
+49% +$1.56M
EWU icon
283
iShares MSCI United Kingdom ETF
EWU
$4.16B
$4.74M 0.04%
185,969
+11,225
+6% +$296K
SGEN
284
DELISTED
Seagen Inc. Common Stock
SGEN
$4.74M 0.04%
24,200
-1,975
-8% -$331K
PGX icon
285
Invesco Preferred ETF
PGX
$3.79B
$4.6M 0.04%
312,420
+28,142
+10% +$413K
KLAC icon
286
KLA
KLAC
$259B
$4.59M 0.04%
237,130
+21,520
+10% +$425K
LMBS icon
287
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$4.53M 0.04%
87,616
+30,412
+53% +$1.57M
RODM icon
288
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$4.49M 0.04%
173,539
+156,103
+895% +$4.03M
VBK icon
289
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$4.49M 0.04%
20,867
+919
+5% +$194K
XYL icon
290
Xylem
XYL
$28.1B
$4.45M 0.04%
52,869
+5,384
+11% +$419K
FTCS icon
291
First Trust Capital Strength ETF
FTCS
$7.95B
$4.44M 0.04%
70,231
+34,831
+98% +$2.18M
KMI icon
292
Kinder Morgan
KMI
$68.7B
$4.43M 0.04%
359,562
+73,699
+26% +$1.03M
USMV icon
293
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$4.33M 0.04%
68,009
+24,919
+58% +$1.58M
HEI icon
294
HEICO Corp
HEI
$51.4B
$4.3M 0.04%
41,060
+40,766
+13,866% +$4.21M
SCHG icon
295
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$4.28M 0.04%
+297,240
New +$4.14M
BND icon
296
Vanguard Total Bond Market
BND
$158B
$4.28M 0.04%
48,474
+1,437
+3% +$127K
PXD
297
DELISTED
Pioneer Natural Resource Co.
PXD
$4.26M 0.04%
49,557
-947
-2% -$93.3K
ROK icon
298
Rockwell Automation
ROK
$49B
$4.26M 0.04%
19,297
+983
+5% +$220K
FDN icon
299
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$4.25M 0.04%
22,562
+302
+1% +$55.7K
DD icon
300
DuPont de Nemours
DD
$19.2B
$4.18M 0.04%
60,050
+32,935
+121% +$2.31M
10 11
12
13 14

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.