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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIZ
276
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$3.08M 0.04%
92,261
-24,749
-21% -$800K
AGN
277
DELISTED
Allergan plc
AGN
$3.04M 0.04%
15,877
+544
+4% +$98.1K
MMM icon
278
3M
MMM
$91B
$3.02M 0.04%
20,503
+3,698
+22% +$518K
WMB icon
279
Williams Companies
WMB
$86.1B
$3.02M 0.04%
127,255
+57,439
+82% +$1.32M
PYPL icon
280
PayPal
PYPL
$49.4B
$3.01M 0.04%
27,816
+11,997
+76% +$1.25M
VCSH icon
281
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
$3M 0.04%
36,981
+13,094
+55% +$1.06M
HTGC icon
282
Hercules Capital
HTGC
$3.15B
$2.98M 0.04%
+212,329
New +$2.95M
DLR icon
283
Digital Realty Trust
DLR
$70.8B
$2.88M 0.04%
24,057
+11,451
+91% +$1.41M
NVDA icon
284
NVIDIA
NVDA
$5.04T
$2.88M 0.04%
489,560
+94,880
+24% +$493K
BNY
285
Bank of New York Mellon
BNY
$105B
$2.86M 0.04%
56,803
-63
-0.1% -$3.01K
XLE icon
286
State Street Energy Select Sector SPDR ETF
XLE
$38.6B
$2.86M 0.04%
95,130
+75,622
+388% +$2.24M
XLK icon
287
State Street Technology Select Sector SPDR ETF
XLK
$117B
$2.84M 0.04%
61,956
+16,670
+37% +$714K
XLC icon
288
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$2.81M 0.04%
52,455
+5,734
+12% +$295K
IWR icon
289
iShares Russell Mid-Cap ETF
IWR
$56.1B
$2.79M 0.03%
46,738
+22,605
+94% +$1.3M
PSX icon
290
Phillips 66
PSX
$83.6B
$2.77M 0.03%
24,897
+9,623
+63% +$1.08M
TCPC icon
291
BlackRock TCP Capital
TCPC
$280M
$2.77M 0.03%
197,103
+194,335
+7,021% +$2.71M
IYR icon
292
iShares US Real Estate ETF
IYR
$4.65B
$2.75M 0.03%
29,520
+226
+0.8% +$21K
BXMT icon
293
Blackstone Mortgage Trust
BXMT
$2.47B
$2.73M 0.03%
73,278
+67,462
+1,160% +$2.45M
IJK icon
294
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$2.72M 0.03%
45,720
+32,932
+258% +$1.89M
DD icon
295
DuPont de Nemours
DD
$18.8B
$2.68M 0.03%
33,262
+6,210
+23% +$516K
HBAN icon
296
Huntington Bancshares
HBAN
$34.8B
$2.65M 0.03%
175,936
+12,119
+7% +$178K
FDN icon
297
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.63M 0.03%
18,904
+3,954
+26% +$534K
BBL
298
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$2.62M 0.03%
55,697
+1,293
+2% +$56.9K
EZU icon
299
iShare MSCI Eurozone ETF
EZU
$9.7B
$2.62M 0.03%
62,436
-4,285
-6% -$173K
FDVV icon
300
Fidelity High Dividend ETF
FDVV
$10.2B
$2.61M 0.03%
80,500
– –
10 11
12
13 14

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.