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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
2876
Jefferies Financial Group
JEF
$13.1B
$12K ﹤0.01%
341
-58
-15% -$2.23K
KOP icon
2877
Koppers
KOP
$969M
$12K ﹤0.01%
415
– –
LZB icon
2878
La-Z-Boy
LZB
$1.69B
$12K ﹤0.01%
343
+130
+61% +$4.54K
MTDR icon
2879
Matador Resources
MTDR
$6.09B
$12K ﹤0.01%
326
-33
-9% -$1.35K
PPT
2880
Franklin Premier Income Trust
PPT
$328M
$12K ﹤0.01%
3,000
– –
QTWO icon
2881
Q2 Holdings
QTWO
$3.92B
$12K ﹤0.01%
+159
New +$12.8K
REYN icon
2882
Reynolds Consumer Products
REYN
$5.59B
$12K ﹤0.01%
387
-496
-56% -$14.4K
RGEN icon
2883
Repligen
RGEN
$9.25B
$12K ﹤0.01%
47
-67
-59% -$18.1K
RKLB icon
2884
Rocket Lab Corp
RKLB
$51.8B
$12K ﹤0.01%
1,050
+1,000
+2,000% +$13.7K
RNR icon
2885
RenaissanceRe
RNR
$13.4B
$12K ﹤0.01%
76
+57
+300% +$8.93K
SCYX icon
2886
SCYNEXIS
SCYX
$52M
$12K ﹤0.01%
254
– –
SFIX
2887
Stitch Fix
SFIX
$560M
$12K ﹤0.01%
638
– –
SHYF
2888
DELISTED
The Shyft Group
SHYF
$12K ﹤0.01%
258
+5
+2% +$229
TFII icon
2889
TFI International
TFII
$11.5B
$12K ﹤0.01%
108
+17
+19% +$1.85K
TW icon
2890
Tradeweb Markets
TW
$21.6B
$12K ﹤0.01%
125
– –
UDN icon
2891
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$12K ﹤0.01%
601
– –
USRT icon
2892
iShares Core US REIT ETF
USRT
$4.64B
$12K ﹤0.01%
181
+7
+4% +$445
VRNT
2893
DELISTED
Verint Systems
VRNT
$12K ﹤0.01%
239
– –
VRRM icon
2894
Verra Mobility
VRRM
$744M
$12K ﹤0.01%
819
– –
WOR icon
2895
Worthington Enterprises
WOR
$2.86B
$12K ﹤0.01%
381
+321
+535% +$10.6K
TRPA
2896
Hartford AAA CLO ETF
TRPA
$111M
$12K ﹤0.01%
305
+2
+0.7% +$81
RMGCW
2897
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$12K ﹤0.01%
15,960
+2,720
+21% +$2.52K
DEX
2898
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$12K ﹤0.01%
1,182
+22
+2% +$222
AAT
2899
American Assets Trust
AAT
$1.4B
$11K ﹤0.01%
310
+244
+370% +$9.17K
ALGT icon
2900
Allegiant Air
ALGT
$2.57B
$11K ﹤0.01%
+60
New +$11.1K
114 115
116
117 118

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.