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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIV icon
2851
Roivant Sciences
ROIV
$25.5B
$76.6K ﹤0.01%
3,532
-294
-8% -$5.8K
THQ
2852
abrdn Healthcare Opportunities Fund
THQ
$809M
$76.5K ﹤0.01%
4,000
– –
CBT icon
2853
Cabot Corp
CBT
$4.52B
$76.4K ﹤0.01%
1,152
+617
+115% +$41.1K
HYS icon
2854
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$76.4K ﹤0.01%
805
+140
+21% +$13.3K
BBHY icon
2855
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
$76.2K ﹤0.01%
1,638
-1,825
-53% -$85K
AMDY icon
2856
YieldMax AMD Option Income Strategy ETF
AMDY
$380M
$76.1K ﹤0.01%
2,000
+500
+33% +$21.8K
UITB icon
2857
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$76.1K ﹤0.01%
1,606
+506
+46% +$24.1K
IBDZ
2858
iShares iBonds Dec 2034 Term Corporate ETF
IBDZ
$865M
$76K ﹤0.01%
2,881
+2,159
+299% +$57.1K
SEI
2859
Solaris Energy Infrastructure
SEI
$3.86B
$76K ﹤0.01%
1,652
+1,380
+507% +$66.8K
THNQ icon
2860
ROBO Global Artificial Intelligence ETF
THNQ
$449M
$75.9K ﹤0.01%
1,195
– –
OBK icon
2861
Origin Bancorp
OBK
$1.66B
$75.9K ﹤0.01%
2,016
-18
-0.9% -$645
PPLI
2862
People Inc
PPLI
$3B
$75.7K ﹤0.01%
1,937
+1,386
+252% +$48.5K
LLYVK icon
2863
Liberty Live Group Series C
LLYVK
$9.64B
$75.6K ﹤0.01%
909
+74
+9% +$6.36K
BLCN
2864
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$75.6K ﹤0.01%
3,155
+504
+19% +$13.4K
FRPT icon
2865
Freshpet
FRPT
$3.48B
$75.1K ﹤0.01%
1,232
-971
-44% -$55.1K
ABG icon
2866
Asbury Automotive
ABG
$3.77B
$74.6K ﹤0.01%
321
+199
+163% +$47K
NAT icon
2867
Nordic American Tanker
NAT
$1.3B
$74.6K ﹤0.01%
21,693
+12,473
+135% +$44.1K
DJCO icon
2868
Daily Journal
DJCO
$757M
$74.6K ﹤0.01%
+153
New +$68K
BMRC icon
2869
Bank of Marin Bancorp
BMRC
$460M
$74.4K ﹤0.01%
2,860
+180
+7% +$4.63K
HMN icon
2870
Horace Mann Educators
HMN
$2.14B
$74.2K ﹤0.01%
1,607
+1,206
+301% +$54.6K
USAR
2871
USA Rare Earth Inc
USAR
$4.72B
$74.1K ﹤0.01%
6,223
-26,739
-81% -$509K
RFI
2872
Cohen & Steers Total Return Realty Fund
RFI
$305M
$74K ﹤0.01%
6,700
– –
LLYVA icon
2873
Liberty Live Group Series A
LLYVA
$9.32B
$74K ﹤0.01%
908
+5
+0.6% +$416
SPGM icon
2874
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
$73.9K ﹤0.01%
963
-58
-6% -$4.41K
SNSR icon
2875
Global X Internet of Things ETF
SNSR
$222M
$73.8K ﹤0.01%
1,997
+436
+28% +$16.5K
113 114
115
116 117

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.