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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSTRW
2851
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$13K ﹤0.01%
29,750
+10,150
+52% +$5.48K
ZY
2852
DELISTED
Zymergen Inc. Common Stock
ZY
$13K ﹤0.01%
2,000
-1,300
-39% -$12.6K
AEHR icon
2853
Aehr Test Systems
AEHR
$3.36B
$12K ﹤0.01%
+515
New +$10.1K
AIN icon
2854
Albany International
AIN
$1.78B
$12K ﹤0.01%
147
-249
-63% -$21K
AIQ icon
2855
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$12K ﹤0.01%
400
– –
AMCX icon
2856
AMC Global Media
AMCX
$489M
$12K ﹤0.01%
349
-68
-16% -$2.83K
APLS
2857
DELISTED
Apellis Pharmaceuticals
APLS
$12K ﹤0.01%
272
+262
+2,620% +$10.3K
AQST icon
2858
Aquestive Therapeutics
AQST
$494M
$12K ﹤0.01%
3,166
– –
ASO icon
2859
Academy Sports + Outdoors
ASO
$2.98B
$12K ﹤0.01%
283
+187
+195% +$8.12K
AVNS
2860
DELISTED
Avanos Medical
AVNS
$12K ﹤0.01%
362
+299
+475% +$9.67K
BLD
2861
DELISTED
TopBuild
BLD
$12K ﹤0.01%
46
-269
-85% -$68.8K
BLKB icon
2862
Blackbaud
BLKB
$2.08B
$12K ﹤0.01%
160
– –
BOOT icon
2863
Boot Barn
BOOT
$4.95B
$12K ﹤0.01%
103
-276
-73% -$31.2K
CAF
2864
Morgan Stanley China A Share Fund
CAF
$327M
$12K ﹤0.01%
588
+36
+7% +$758
CCCC icon
2865
C4 Therapeutics
CCCC
$412M
$12K ﹤0.01%
400
– –
CHDN icon
2866
Churchill Downs
CHDN
$6.12B
$12K ﹤0.01%
102
-124
-55% -$14.7K
CNXT icon
2867
VanEck ChiNext Innovators ETF
CNXT
$110M
$12K ﹤0.01%
256
+13
+5% +$681
CUE icon
2868
Cue Biopharma
CUE
$114M
$12K ﹤0.01%
+38
New +$14.7K
CUZ icon
2869
Cousins Properties
CUZ
$4.88B
$12K ﹤0.01%
307
+82
+36% +$3.23K
DFEB icon
2870
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$12K ﹤0.01%
360
– –
EBIZ icon
2871
Global X E-commerce ETF
EBIZ
$29.5M
$12K ﹤0.01%
442
+48
+12% +$1.44K
EZPW icon
2872
Ezcorp Inc
EZPW
$1.71B
$12K ﹤0.01%
1,700
– –
FDHT
2873
DELISTED
Fidelity Digital Health ETF
FDHT
$12K ﹤0.01%
+500
New +$12.8K
FORM icon
2874
FormFactor
FORM
$9.17B
$12K ﹤0.01%
271
-410
-60% -$16.8K
GAN
2875
DELISTED
GAN Ltd
GAN
$12K ﹤0.01%
1,376
+19
+1% +$232
113 114
115
116 117

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.