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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUL icon
2801
H.B. Fuller
FUL
$3.25B
$14K ﹤0.01%
187
+93
+99% +$6.87K
FYC icon
2802
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$14K ﹤0.01%
197
– –
MCHB
2803
Mechanics Bancorp
MCHB
$3.68B
$14K ﹤0.01%
288
-140
-33% -$6.75K
OSUR icon
2804
OraSure Technologies
OSUR
$278M
$14K ﹤0.01%
1,637
-42
-3% -$415
OTEX icon
2805
Open Text
OTEX
$6.1B
$14K ﹤0.01%
307
+158
+106% +$7.77K
PIO icon
2806
Invesco Global Water ETF
PIO
$281M
$14K ﹤0.01%
327
– –
SCHC icon
2807
Schwab International Small-Cap Equity ETF
SCHC
$5.62B
$14K ﹤0.01%
364
-63
-15% -$2.63K
VSXY
2808
Victoria's Secret
VSXY
$7.87B
$14K ﹤0.01%
264
– –
EDI
2809
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$14K ﹤0.01%
1,834
-1,200
-40% -$9.67K
VRAY
2810
DELISTED
ViewRay, Inc.
VRAY
$14K ﹤0.01%
2,700
-1,000
-27% -$6.09K
SUMO
2811
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$14K ﹤0.01%
+1,075
New +$16.7K
AIMC
2812
DELISTED
Altra Industrial Motion Corp
AIMC
$14K ﹤0.01%
281
-4,819
-94% -$265K
SNP
2813
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$14K ﹤0.01%
+313
New +$15.1K
APSG.WS
2814
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$14K ﹤0.01%
11,597
+1,833
+19% +$1.92K
MIME
2815
DELISTED
Mimecast Limited
MIME
$14K ﹤0.01%
+183
New +$13.8K
AMSC icon
2816
American Superconductor
AMSC
$1.54B
$13K ﹤0.01%
+1,200
New +$17.3K
AUB icon
2817
Atlantic Union Bankshares
AUB
$5.98B
$13K ﹤0.01%
375
– –
AVT icon
2818
Avnet
AVT
$7.96B
$13K ﹤0.01%
315
-50
-14% -$1.93K
AXSM icon
2819
Axsome Therapeutics
AXSM
$11.2B
$13K ﹤0.01%
350
– –
BCO icon
2820
Brink's
BCO
$4.52B
$13K ﹤0.01%
199
+14
+8% +$902
BKU icon
2821
Bankunited
BKU
$3.36B
$13K ﹤0.01%
314
+57
+22% +$2.39K
BRZU icon
2822
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$97.3M
$13K ﹤0.01%
200
– –
BSL
2823
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$13K ﹤0.01%
807
+11
+1% +$183
CIFR icon
2824
Cipher Digital
CIFR
$6.89B
$13K ﹤0.01%
3,000
-500
-14% -$3.64K
VISN
2825
Vistance Networks Inc
VISN
$2.51B
$13K ﹤0.01%
1,297
+309
+31% +$3.39K
111 112
113
114 115

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.