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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM icon
2801
Antero Midstream
AM
$10.4B
$114K ﹤0.01%
5,004
-15,657
-76% -$323K
SMIN icon
2802
iShares MSCI India Small-Cap ETF
SMIN
$756M
$114K ﹤0.01%
1,898
-63
-3% -$4.12K
FFBC icon
2803
First Financial Bancorp
FFBC
$3.55B
$114K ﹤0.01%
4,082
+3,091
+312% +$86.1K
RSPD icon
2804
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
$114K ﹤0.01%
2,122
+4
+0.2% +$230
ESNT icon
2805
Essent Group
ESNT
$6.08B
$113K ﹤0.01%
1,941
+1,145
+144% +$69.9K
HPS
2806
John Hancock Preferred Income Fund III
HPS
$457M
$113K ﹤0.01%
7,937
– –
AMKR icon
2807
Amkor Technology
AMKR
$12.4B
$113K ﹤0.01%
2,506
+2,011
+406% +$96.3K
MRCC
2808
DELISTED
Monroe Capital Corp
MRCC
$113K ﹤0.01%
24,475
+2,465
+11% +$14.2K
ACIC icon
2809
American Coastal Insurance
ACIC
$515M
$113K ﹤0.01%
10,000
– –
IVES
2810
Dan IVES Wedbush AI Revolution ETF
IVES
$1,000M
$112K ﹤0.01%
3,955
– –
FTCA
2811
Franklin California Municipal Income ETF
FTCA
$609M
$112K ﹤0.01%
15,407
– –
DAN icon
2812
Dana Inc
DAN
$2.9B
$112K ﹤0.01%
3,326
+2,024
+155% +$63.3K
RNP icon
2813
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
$112K ﹤0.01%
5,659
-279
-5% -$5.75K
SRPT icon
2814
Sarepta Therapeutics
SRPT
$1.57B
$112K ﹤0.01%
5,126
+1,022
+25% +$19.8K
IVZ icon
2815
Invesco
IVZ
$13.1B
$111K ﹤0.01%
4,585
+224
+5% +$5.86K
FID icon
2816
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$168M
$111K ﹤0.01%
5,310
+1,003
+23% +$21.5K
EXTR icon
2817
Extreme Networks
EXTR
$3.94B
$111K ﹤0.01%
7,354
+5,397
+276% +$80.5K
AMTM
2818
Amentum Holdings
AMTM
$5.42B
$111K ﹤0.01%
4,251
-161
-4% -$5.05K
KBA icon
2819
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$111K ﹤0.01%
3,660
– –
FELC icon
2820
Fidelity Enhanced Large Cap Core ETF
FELC
$7.98B
$111K ﹤0.01%
3,051
-3,181
-51% -$121K
AMZY icon
2821
YieldMax AMZN Option Income Strategy ETF
AMZY
$268M
$110K ﹤0.01%
10,000
– –
GCV
2822
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$110K ﹤0.01%
25,739
– –
QQXT icon
2823
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
$110K ﹤0.01%
1,124
– –
AAP icon
2824
Advance Auto Parts
AAP
$3.35B
$110K ﹤0.01%
2,078
+22
+1% +$1.1K
LRGF icon
2825
iShares US Equity Factor ETF
LRGF
$3.58B
$109K ﹤0.01%
1,654
+1,145
+225% +$78.6K
111 112
113
114 115

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.