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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDOT icon
2651
Green Dot
GDOT
$745M
$8K ﹤0.01%
+180
New +$9.38K
IHDG icon
2652
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$8K ﹤0.01%
215
-3,471
-94% -$141K
INN
2653
Summit Hotel Properties
INN
$700M
$8K ﹤0.01%
802
+455
+131% +$4.4K
IONQ icon
2654
IonQ
IONQ
$16.6B
$8K ﹤0.01%
+800
New +$9.31K
KLIC icon
2655
Kulicke & Soffa
KLIC
$4.78B
$8K ﹤0.01%
+181
New +$7.85K
MD icon
2656
Pediatrix Medical
MD
$2.2B
$8K ﹤0.01%
+321
New +$8.22K
MEI icon
2657
Methode Electronics
MEI
$592M
$8K ﹤0.01%
212
+77
+57% +$3.16K
MLCO icon
2658
Melco Resorts & Entertainment
MLCO
$2.14B
$8K ﹤0.01%
437
+379
+653% +$7.19K
NKTR icon
2659
Nektar Therapeutics
NKTR
$2.58B
$8K ﹤0.01%
27
– –
PKX icon
2660
POSCO
PKX
$17.5B
$8K ﹤0.01%
+124
New +$7.91K
POR icon
2661
Portland General Electric
POR
$5.77B
$8K ﹤0.01%
188
+28
+18% +$1.22K
PRTS icon
2662
CarParts.com
PRTS
$54.7M
$8K ﹤0.01%
61
+31
+103% +$5.01K
R icon
2663
Ryder
R
$10.1B
$8K ﹤0.01%
119
+16
+16% +$1.11K
RKLB icon
2664
Rocket Lab Corp
RKLB
$51.8B
$8K ﹤0.01%
+750
New +$8.31K
SCHZ icon
2665
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$8K ﹤0.01%
300
– –
SITE icon
2666
SiteOne Landscape Supply
SITE
$4.53B
$8K ﹤0.01%
48
+7
+17% +$1.16K
SPAB icon
2667
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$8K ﹤0.01%
283
+1
+0.4% +$30
UFCS icon
2668
United Fire Group
UFCS
$1.4B
$8K ﹤0.01%
+258
New +$8.13K
UTI icon
2669
Universal Technical Institute
UTI
$1.59B
$8K ﹤0.01%
1,500
– –
YJ
2670
Yunji
YJ
$16.7M
$8K ﹤0.01%
+100
New +$10.1K
TRAW icon
2671
Traws Pharma
TRAW
$8.1M
$8K ﹤0.01%
23
– –
SGI
2672
Somnigroup International
SGI
$13.7B
$8K ﹤0.01%
244
-339
-58% -$11K
CSA
2673
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$8K ﹤0.01%
140
-162
-54% -$9.81K
ATSG
2674
DELISTED
Air Transport Services Group
ATSG
$8K ﹤0.01%
300
+245
+445% +$6.96K
SWAV
2675
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$8K ﹤0.01%
69
+57
+475% +$6.84K
105 106
107
108 109

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.