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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCB icon
2626
Ameris Bancorp
ABCB
$5.84B
$20K ﹤0.01%
416
-136
-25% -$7.03K
AMRC icon
2627
Ameresco
AMRC
$1.33B
$20K ﹤0.01%
252
+222
+740% +$17.8K
AVXL icon
2628
Anavex Life Sciences
AVXL
$314M
$20K ﹤0.01%
1,200
– –
BBVA icon
2629
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$20K ﹤0.01%
3,621
-1,729
-32% -$10.9K
CNO icon
2630
CNO Financial Group
CNO
$5.11B
$20K ﹤0.01%
862
-55
-6% -$1.35K
COLM icon
2631
Columbia Sportswear
COLM
$2.92B
$20K ﹤0.01%
214
– –
FWRD icon
2632
Forward Air
FWRD
$641M
$20K ﹤0.01%
168
– –
HYDR icon
2633
Global X Hydrogen ETF
HYDR
$99.1M
$20K ﹤0.01%
+200
New +$23.9K
JPI
2634
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$20K ﹤0.01%
800
– –
MNTS icon
2635
Momentus
MNTS
$89.3M
– –
0
– –
OMEX icon
2636
Odyssey Marine Exploration
OMEX
$51M
$20K ﹤0.01%
3,900
-600
-13% -$3.64K
POWW icon
2637
Outdoor Holding Co
POWW
$293M
$20K ﹤0.01%
3,750
-4,000
-52% -$24.4K
RGR icon
2638
Sturm, Ruger & Co
RGR
$594M
$20K ﹤0.01%
302
+202
+202% +$14.7K
SCHH icon
2639
Schwab US REIT ETF
SCHH
$11.2B
$20K ﹤0.01%
770
-172
-18% -$4.24K
SPXX icon
2640
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$342M
$20K ﹤0.01%
1,100
– –
TEX icon
2641
Terex
TEX
$7.58B
$20K ﹤0.01%
456
+4
+0.9% +$180
UAVS icon
2642
AgEagle Aerial Systems
UAVS
$58.6M
$20K ﹤0.01%
13
– –
WERN icon
2643
Werner Enterprises
WERN
$2.23B
$20K ﹤0.01%
438
+354
+421% +$16.2K
WFH
2644
DELISTED
Direxion Work From Home ETF
WFH
$20K ﹤0.01%
+280
New +$21.2K
ZD icon
2645
Ziff Davis
ZD
$2B
$20K ﹤0.01%
185
+39
+27% +$4.62K
ENFN
2646
DELISTED
Enfusion, Inc.
ENFN
$20K ﹤0.01%
+1,000
New +$20.2K
VAPO
2647
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$20K ﹤0.01%
125
– –
PLXP
2648
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$20K ﹤0.01%
+2,500
New +$29.3K
EVOP
2649
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$20K ﹤0.01%
802
+363
+83% +$8.31K
BHVN
2650
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$20K ﹤0.01%
+149
New +$18.9K
104 105
106
107 108

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.