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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
2601
iShares US Basic Materials ETF
IYM
$1.02B
$19K ﹤0.01%
154
– –
JPI
2602
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$19K ﹤0.01%
800
– –
LSF icon
2603
Laird Superfood
LSF
$47.8M
$19K ﹤0.01%
1,000
-250
-20% -$5.74K
PAGP icon
2604
Plains GP Holdings
PAGP
$4.9B
$19K ﹤0.01%
1,811
+31
+2% +$324
RDFN
2605
DELISTED
Redfin
RDFN
$19K ﹤0.01%
394
-2,574
-87% -$139K
SCL icon
2606
Stepan Co
SCL
$1.48B
$19K ﹤0.01%
171
+11
+7% +$1.28K
TEX icon
2607
Terex
TEX
$7.74B
$19K ﹤0.01%
452
-150
-25% -$7.1K
TRMD icon
2608
TORM
TRMD
$3.02B
$19K ﹤0.01%
2,500
– –
TTEC icon
2609
TTEC Holdings
TTEC
$124M
$19K ﹤0.01%
209
-271
-56% -$27.7K
RCM
2610
DELISTED
R1 RCM Inc. Common Stock
RCM
$19K ﹤0.01%
896
– –
PRVB
2611
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$19K ﹤0.01%
3,000
– –
AHCO icon
2612
AdaptHealth
AHCO
$759M
$18K ﹤0.01%
795
+359
+82% +$8.68K
AMG icon
2613
Affiliated Managers Group
AMG
$9.76B
$18K ﹤0.01%
121
+5
+4% +$819
BC icon
2614
Brunswick
BC
$5.28B
$18K ﹤0.01%
199
+35
+21% +$3.48K
CNYA icon
2615
iShares MSCI China A ETF
CNYA
$208M
$18K ﹤0.01%
+437
New +$18.7K
EME icon
2616
Emcor
EME
$36B
$18K ﹤0.01%
157
-18
-10% -$2.16K
FFBC icon
2617
First Financial Bancorp
FFBC
$3.53B
$18K ﹤0.01%
773
-780
-50% -$17.9K
GSHD icon
2618
Goosehead Insurance
GSHD
$2.32B
$18K ﹤0.01%
121
+81
+203% +$10.9K
GSSC icon
2619
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$18K ﹤0.01%
290
+43
+17% +$2.73K
INSP icon
2620
Inspire Medical Systems
INSP
$1.74B
$18K ﹤0.01%
80
-6
-7% -$1.25K
NEU icon
2621
NewMarket
NEU
$8.18B
$18K ﹤0.01%
55
-53
-49% -$17.4K
NKSH icon
2622
National Bankshares
NKSH
$268M
$18K ﹤0.01%
+500
New +$18.2K
OSUR icon
2623
OraSure Technologies
OSUR
$279M
$18K ﹤0.01%
1,679
-29,821
-95% -$328K
OVV icon
2624
Ovintiv
OVV
$16.4B
$18K ﹤0.01%
+559
New +$15.4K
SPXX icon
2625
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$18K ﹤0.01%
1,100
– –
103 104
105
106 107

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.