We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMX icon
2576
Fomento Económico Mexicano
FMX
$40.8B
$212K ﹤0.01%
1,661
-119
-7% -$14.3K
AEVA
2577
Aeva Technologies
AEVA
$1.07B
$212K ﹤0.01%
7,393
-122
-2% -$2.4K
EVC icon
2578
Entravision Communication
EVC
$684M
$212K ﹤0.01%
16,259
– –
BCPC
2579
Balchem Corp
BCPC
$5.35B
$211K ﹤0.01%
1,247
-269
-18% -$44.7K
OII icon
2580
Oceaneering
OII
$4.6B
$210K ﹤0.01%
5,189
-714
-12% -$26.9K
HLNE icon
2581
Hamilton Lane
HLNE
$4.76B
$209K ﹤0.01%
2,649
+699
+36% +$62.2K
VSXY
2582
Victoria's Secret
VSXY
$6.61B
$209K ﹤0.01%
2,500
+417
+20% +$25K
AX icon
2583
Axos Financial
AX
$5.02B
$208K ﹤0.01%
2,136
-40
-2% -$3.6K
ECPG icon
2584
Encore Capital Group
ECPG
$2.09B
$208K ﹤0.01%
2,229
+378
+20% +$30.8K
PWZ icon
2585
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$208K ﹤0.01%
8,481
+58
+0.7% +$1.41K
SCHR
2586
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.1B
$208K ﹤0.01%
8,427
-105
-1% -$2.6K
FFC
2587
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$728M
$208K ﹤0.01%
12,754
-29
-0.2% -$463
MUC icon
2588
BlackRock MuniHoldings California Quality Fund
MUC
$925M
$207K ﹤0.01%
18,850
+48
+0.3% +$517
CORP icon
2589
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.31B
$207K ﹤0.01%
2,137
-239
-10% -$23.1K
EMKT
2590
Lazard Emerging Markets Opportunities ETF
EMKT
$177M
$206K ﹤0.01%
6,382
– –
PAUG icon
2591
Innovator US Equity Power Buffer ETF August
PAUG
$1.05B
$205K ﹤0.01%
4,481
+468
+12% +$21K
CATY icon
2592
Cathay General Bancorp
CATY
$4.1B
$205K ﹤0.01%
3,299
-2,990
-48% -$170K
REX icon
2593
REX American Resources
REX
$1.42B
$202K ﹤0.01%
4,479
-6
-0.1% -$278
ERIE icon
2594
Erie Indemnity
ERIE
$11.7B
$202K ﹤0.01%
843
+362
+75% +$83K
RIG icon
2595
Transocean
RIG
$6.01B
$202K ﹤0.01%
41,295
-260
-0.6% -$1.63K
XJR icon
2596
iShares ESG Screened S&P Small-Cap ETF
XJR
$206M
$202K ﹤0.01%
3,827
– –
DFJ icon
2597
WisdomTree Japan SmallCap Dividend Fund
DFJ
$458M
$202K ﹤0.01%
1,916
-131
-6% -$13.8K
TOWN icon
2598
Towne Bank
TOWN
$3.36B
$202K ﹤0.01%
5,560
+153
+3% +$5.34K
CLM icon
2599
Cornerstone Strategic Value Fund
CLM
$2.01B
$201K ﹤0.01%
26,634
– –
MTX icon
2600
Minerals Technologies
MTX
$2.09B
$201K ﹤0.01%
2,711
-4
-0.1% -$302
102 103
104
105 106

Similar funds

Allspring Global Investments
Allspring Global Investments Charlotte, North Carolina $65.2B AUM 39.42% 1-Year Est. Return
Universal-Beteiligungs- und Servicegesellschaft
Universal-Beteiligungs- und Servicegesellschaft Frankfurt Am Main, Germany $65.4B AUM 39.83% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $65.5B AUM 24.25% 1-Year Est. Return
Brown Advisory
Brown Advisory Baltimore, Maryland $64.6B AUM 18.98% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $66.6B AUM
BAMCO Inc
BAMCO Inc New York $66.6B AUM 7.35% 1-Year Est. Return

Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.