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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMM
2551
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$33K ﹤0.01%
1,320
-9,747
-88% -$253K
AZTA icon
2552
Azenta
AZTA
$1.54B
$32K ﹤0.01%
756
+471
+165% +$28.1K
BBN icon
2553
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$32K ﹤0.01%
2,000
+1,500
+300% +$28.1K
BLMN icon
2554
Bloomin' Brands
BLMN
$944M
$32K ﹤0.01%
1,746
-263
-13% -$5.23K
FEP icon
2555
First Trust Europe AlphaDEX Fund
FEP
$531M
$32K ﹤0.01%
1,213
+79
+7% +$2.4K
GSSC icon
2556
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$32K ﹤0.01%
635
+44
+7% +$2.45K
GT icon
2557
Goodyear
GT
$1.74B
$32K ﹤0.01%
3,230
-71
-2% -$903
KAI icon
2558
Kadant
KAI
$3.94B
$32K ﹤0.01%
192
+124
+182% +$23.1K
PDO
2559
PIMCO Dynamic Income Opportunities Fund
PDO
$1.87B
$32K ﹤0.01%
2,500
-2,514
-50% -$37.2K
SBR
2560
Sabine Royalty Trust
SBR
$1.06B
$32K ﹤0.01%
453
– –
TRS icon
2561
TriMas Corp
TRS
$1.43B
$32K ﹤0.01%
1,298
+980
+308% +$27K
UA icon
2562
Under Armour Class C
UA
$2.42B
$32K ﹤0.01%
5,458
-277
-5% -$2.17K
YOU icon
2563
Clear Secure
YOU
$5.27B
$32K ﹤0.01%
1,433
-700
-33% -$17.2K
AEIS icon
2564
Advanced Energy
AEIS
$12.6B
$31K ﹤0.01%
402
-76
-16% -$6.52K
ATR icon
2565
AptarGroup
ATR
$8.5B
$31K ﹤0.01%
328
+142
+76% +$14.8K
DFEM icon
2566
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$9.19B
$31K ﹤0.01%
1,520
-12,040
-89% -$276K
HWM icon
2567
Howmet Aerospace
HWM
$113B
$31K ﹤0.01%
1,023
-690
-40% -$24.2K
PFD
2568
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$31K ﹤0.01%
3,000
-856
-22% -$10.5K
SCD
2569
LMP Capital and Income Fund
SCD
$358M
$31K ﹤0.01%
+2,827
New +$36.4K
SLG icon
2570
SL Green Realty
SLG
$3.9B
$31K ﹤0.01%
806
+579
+255% +$26.9K
SPSC icon
2571
SPS Commerce
SPSC
$2.69B
$31K ﹤0.01%
252
-194
-43% -$23.5K
STEW
2572
SRH Total Return Fund
STEW
$1.82B
$31K ﹤0.01%
2,938
-559
-16% -$6.83K
TRND icon
2573
Pacer Trendpilot Fund of Funds ETF
TRND
$63.6M
$31K ﹤0.01%
1,203
+200
+20% +$5.46K
USDU icon
2574
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$31K ﹤0.01%
1,061
– –
WERN icon
2575
Werner Enterprises
WERN
$2.2B
$31K ﹤0.01%
826
+178
+27% +$7.25K
101 102
103
104 105

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.