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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFBI
2501
DELISTED
Affinity Bancshares
AFBI
$36K ﹤0.01%
2,500
– –
G icon
2502
Genpact
G
$5.73B
$36K ﹤0.01%
827
-717
-46% -$33K
IVOV icon
2503
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.36B
$36K ﹤0.01%
524
-38
-7% -$2.9K
MAIN icon
2504
Main Street Capital
MAIN
$5.44B
$36K ﹤0.01%
1,086
+19
+2% +$783
MLCO icon
2505
Melco Resorts & Entertainment
MLCO
$2.12B
$36K ﹤0.01%
5,581
+510
+10% +$2.81K
SMFG icon
2506
Sumitomo Mitsui Financial
SMFG
$161B
$36K ﹤0.01%
6,892
-1,787
-21% -$10.8K
STKL
2507
DELISTED
SunOpta
STKL
$36K ﹤0.01%
4,104
+489
+14% +$4.64K
VTC icon
2508
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$36K ﹤0.01%
500
– –
JBTM
2509
JBT Marel
JBTM
$6.35B
$36K ﹤0.01%
424
+58
+16% +$6.16K
CET
2510
Central Securities Corp
CET
$1.63B
$35K ﹤0.01%
1,050
– –
COUR icon
2511
Coursera
COUR
$1.52B
$35K ﹤0.01%
3,293
+3,255
+8,566% +$43.1K
CRGY icon
2512
Crescent Energy
CRGY
$4.03B
$35K ﹤0.01%
2,616
– –
ELF icon
2513
e.l.f. Beauty
ELF
$5.62B
$35K ﹤0.01%
936
-60
-6% -$2.17K
FHB icon
2514
First Hawaiian
FHB
$3.32B
$35K ﹤0.01%
1,447
+134
+10% +$3.38K
GPK icon
2515
Graphic Packaging
GPK
$3.53B
$35K ﹤0.01%
1,812
-2,773
-60% -$60.9K
IPG
2516
DELISTED
Interpublic Group of Companies
IPG
$35K ﹤0.01%
1,419
+88
+7% +$2.5K
LRGE icon
2517
ClearBridge Large Cap Growth Select ETF
LRGE
$382M
$35K ﹤0.01%
905
+57
+7% +$2.54K
PARAA
2518
DELISTED
Paramount Global Class A
PARAA
$35K ﹤0.01%
1,688
+38
+2% +$1.02K
PTC icon
2519
PTC
PTC
$16.4B
$35K ﹤0.01%
343
+11
+3% +$1.25K
REM icon
2520
iShares Mortgage Real Estate ETF
REM
$538M
$35K ﹤0.01%
1,713
+486
+40% +$13.6K
STC icon
2521
Stewart Information Services
STC
$2.01B
$35K ﹤0.01%
804
+546
+212% +$27.9K
TLTE icon
2522
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$346M
$35K ﹤0.01%
846
– –
VCTR icon
2523
Victory Capital Holdings
VCTR
$6.85B
$35K ﹤0.01%
1,534
+2
+0.1% +$53
AWR icon
2524
American States Water
AWR
$3.43B
$34K ﹤0.01%
454
-220
-33% -$18.7K
DOCS icon
2525
Doximity
DOCS
$4.57B
$34K ﹤0.01%
1,152
+47
+4% +$1.72K
99 100
101
102 103

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.