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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
First Trust Preferred Securities and Income ETF
FPE
$6.35B
| $24M | 0.09% |
1,502,293
+202,005
| +16% | +$3.25M |
|
227
Littelfuse
LFUS
$11.7B
| $23.9M | 0.09% |
96,606
-26,179
| -21% | -$7.09M |
|
228
StoneX
SNEX
$8.04B
| $23.9M | 0.09% |
1,247,243
+72,616
| +6% | +$1.33M |
|
|
FITB
229
Fifth Third Bancorp
FITB
$51.8B
| $23.8M | 0.09% |
940,495
+110,234
| +13% | +$2.97M |
|
230
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
| $23.8M | 0.09% |
234,769
+11,646
| +5% | +$1.25M |
|
231
Vanguard Russell 1000 Value ETF
VONV
$21.2B
| $23.7M | 0.09% |
354,934
+3,937
| +1% | +$274K |
|
232
Stride
LRN
$3.38B
| $23.4M | 0.09% |
519,911
+250,017
| +93% | +$10.2M |
|
233
KKR & Co
KKR
$92.6B
| $23.4M | 0.09% |
379,409
+17,006
| +5% | +$1.03M |
|
234
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $23.1M | 0.09% |
224,607
-26,164
| -10% | -$2.71M |
|
235
iShares MBS ETF
MBB
$39B
| $23.1M | 0.09% |
259,621
+43,722
| +20% | +$4M |
|
236
Idexx Laboratories
IDXX
$46.4B
| $23M | 0.09% |
52,627
+1,279
| +2% | +$638K |
|
237
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.4B
| $22.8M | 0.09% |
68,062
-7,341
| -10% | -$2.55M |
|
238
iShares US Treasury Bond ETF
GOVT
$43.6B
| $22.6M | 0.09% |
1,025,184
+390,508
| +62% | +$8.79M |
|
239
Realty Income
O
$59.3B
| $22.5M | 0.09% |
451,498
+40,801
| +10% | +$2.35M |
|
240
CME Group
CME
$95.4B
| $22.3M | 0.09% |
111,345
-3,306
| -3% | -$657K |
|
241
Vanguard Health Care ETF
VHT
$18.5B
| $21.9M | 0.08% |
93,361
+3,623
| +4% | +$883K |
|
242
Occidental Petroleum
OXY
$56.2B
| $21.8M | 0.08% |
335,486
-17,351
| -5% | -$1.09M |
|
243
iShares Russell 1000 ETF
IWB
$50B
| $21.7M | 0.08% |
92,568
+23,289
| +34% | +$5.7M |
|
244
iShares Russell 2000 Growth ETF
IWO
$15B
| $21.4M | 0.08% |
95,474
+8,713
| +10% | +$2.09M |
|
245
ATS Corp
ATS
$2.05B
| $21.3M | 0.08% |
500,690
+458,078
| +1,075% | +$20.2M |
|
246
First Trust Ultra Short Duration Municipal ETF
FUMB
$247M
| $21M | 0.08% |
1,054,568
-80,993
| -7% | -$1.62M |
|
247
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $20.7M | 0.08% |
109,352
+410
| +0.4% | +$81.7K |
|
248
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
| $20.6M | 0.08% |
779,455
-9,234
| -1% | -$253K |
|
249
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
| $20.6M | 0.08% |
135,644
-20,271
| -13% | -$3.19M |
|
250
Gentherm
THRM
$1.26B
| $20.6M | 0.08% |
379,141
-18,034
| -5% | -$1.05M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.