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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
-16.39%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.4M
AUM Growth
-$16.4M
Cap. Flow
-$961K
Cap. Flow %
-1.35%
Top 10 Hldgs %
46.63%
Holding
52
New
5
Increased
11
Reduced
17
Closed
4

Top Buys

Rank Stock Value
1
WBS icon
Webster Financial
WBS
+$2.73M
2
USCB icon
USCB Financial Holdings
USCB
+$1.25M
3
FISI icon
Financial Institutions
FISI
+$834K
4
TFC icon
Truist Financial
TFC
+$808K
5
USB icon
US Bancorp
USB
+$775K

Top Sells

Rank Stock Value
1
SFBS
ServisFirst Bancshares
SFBS
+$2.51M
2
VBTX
Veritex Holdings
VBTX
+$1.29M
3
CNOB icon
Center Bancorp
CNOB
+$1.13M
4
WAL icon
Western Alliance Bancorporation
WAL
+$1.01M
5
PACW
PacWest Bancorp
PACW
+$606K

Sector Composition

Rank Sector Weight
1 Financials 100%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
51
DELISTED
PacWest Bancorp
PACW
– –
-26,400
Closed -$606K
SBNY
52
DELISTED
Signature Bank
SBNY
– –
-3,000
Closed -$346K
1 2
3

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River Oaks Capital's Q1 2023 Portfolio in Review

As of Q1 2023, River Oaks Capital held 52 positions worth $71.4M, down 19% from $87.8M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

River Oaks Capital's Q1 2023 filing shows 5 new, 11 increased, 17 reduced and 4 closed positions. Its largest new stake was Webster Financial: 56,800 shares worth $2.24M. The largest sale was ServisFirst Bancshares, an estimated $2.51M.

By sector, the portfolio is most concentrated in Financials at 100% of assets, up from 99% a quarter earlier.

  • River Oaks Capital's largest Q1 2023 buy was Webster Financial: 56,800 shares worth $2.24M.
  • River Oaks Capital added most to USCB Financial Holdings in Q1 2023, an estimated $1.25M increase.
  • River Oaks Capital's biggest Q1 2023 reduction was ServisFirst Bancshares, cutting an estimated $2.51M.
  • River Oaks Capital fully exited PacWest Bancorp in Q1 2023, selling an estimated $606K.
  • River Oaks Capital's ten largest holdings make up 47% of its $71.4M portfolio in Q1 2023.
  • River Oaks Capital opened 5 new positions and closed 4 in Q1 2023.
  • River Oaks Capital's portfolio value fell 19% quarter-over-quarter to $71.4M.

Based on River Oaks Capital's 13F filing for Q1 2023, filed 2 May 2023.