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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+5.98%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$87.8M
AUM Growth
-$3.69M
Cap. Flow
-$8.22M
Cap. Flow %
-9.36%
Top 10 Hldgs %
46.27%
Holding
51
New
–
Increased
13
Reduced
22
Closed
4

Top Buys

Rank Stock Value
1
FXNC icon
First National Corp
FXNC
+$415K
2
CADE
Cadence Bank
CADE
+$242K
3
SBNY
Signature Bank
SBNY
+$192K
4
FISI icon
Financial Institutions
FISI
+$62.3K
5
FRME icon
First Merchants
FRME
+$54.2K

Top Sells

Rank Stock Value
1
CNOB icon
Center Bancorp
CNOB
+$1.02M
2
LBAI
Lakeland Bancorp Inc
LBAI
+$954K
3
PACW
PacWest Bancorp
PACW
+$815K
4
MYFW icon
First Western Financial
MYFW
+$813K
5
UVSP icon
Univest Financial
UVSP
+$676K

Sector Composition

Rank Sector Weight
1 Financials 99.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWBC
51
DELISTED
Community West BanCshares
CWBC
– –
-37,500
Closed -$523K
1 2
3

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River Oaks Capital's Q4 2022 Portfolio in Review

As of Q4 2022, River Oaks Capital held 51 positions worth $87.8M, down 4% from $91.5M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

River Oaks Capital withdrew a net $8.22M in Q4 2022, closing 4 positions and reducing 22 holdings. Its most notable exit was First Western Financial, an estimated $813K position sold in full.

By sector, the portfolio is most concentrated in Financials at 99% of assets, up from 99% a quarter earlier.

Against the trend, River Oaks Capital added an estimated $415K to First National Corp.

  • River Oaks Capital added most to First National Corp in Q4 2022, an estimated $415K increase.
  • River Oaks Capital's biggest Q4 2022 reduction was Center Bancorp, cutting an estimated $1.02M.
  • River Oaks Capital fully exited First Western Financial in Q4 2022, selling an estimated $813K.
  • River Oaks Capital's ten largest holdings make up 46% of its $87.8M portfolio in Q4 2022.
  • River Oaks Capital opened 0 new positions and closed 4 in Q4 2022.
  • River Oaks Capital's portfolio value fell 4% quarter-over-quarter to $87.8M.

Based on River Oaks Capital's 13F filing for Q4 2022, filed 3 Feb 2023.